Curtis L. Vandenberg

CFCI

EAST LANSING, MI 48823

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CRD#: 1929395

Professional summary

Curtis Lee Vandenberg JR., who also goes by Curtis Lee Vandenberg, is a registered financial advisor currently at CFCI located in East Lansing, Michigan and J.W. COLE FINANCIAL, INC. located in East Lansing, Michigan.

Curtis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Curtis has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Curtis Lee Vandenberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.COLLIDGE RD INVESTMENT CO. LLC/EAST LANSING MI 48823/OWNER/SINCE 2004/THIS IS THE COMPANY THAT OWNS OUR OFFICE BUIDING/NON INVESTMENT RELATED/0 HOURS DEVOTED PER MONTH 2. Legacy Capital Management LLC, 6555 English Oak Dr. EAST LANSING, MI 48823-9616, Personal LLC, Owner, LLC for tax purposes

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curtis Lee Vandenberg JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 5, 2021 - Present

CFCI

Office #1: 5030 Northwind Dr. Suite 120, East Lansing, MI 48823

RIA

CRD#: 128257

EAST LANSING, MI

Current

September 23, 2011 - Present

J.W. COLE FINANCIAL, INC.

Office #1: 5030 Northwind Drive Suite 120, East Lansing, MI 48823

CRD#: 124583

East Lansing, MI

Past

October 12, 2010 - March 8, 2022

NORDBERG & VANDENBERG, INC.

RIA

CRD#: 142957

EAST LANSING, MI

Past

June 1, 2007 - September 28, 2011

WORKMAN SECURITIES CORPORATION

CRD#: 31898

EAST LANSING, MI

Past

March 7, 1997 - June 25, 2007

LPL FINANCIAL LLC

CRD#: 6413

EAST LANSING, MI

Past

February 21, 1994 - March 27, 1997

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

March 21, 1989 - February 13, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CFCI

CFCI | NORDBERG & VANDENBERG | COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC.

CRD#: 128257 / SEC#: 801-62834

RIA

Registered Investment Advisory firm - (3/4/2004 Approved)

Indiana

Registered Investment Advisory firm - (3/21/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Michigan
(9/23/2011)

IAR

Michigan
(11/5/2021)

IAR

Texas
(4/24/2025)

Virginia
(9/23/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/16/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/4/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/19/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/16/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/4/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CFCI

CFCI | NORDBERG & VANDENBERG | COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC.

CRD#: 128257 / SEC#: 801-62834

RIA

Registered Investment Advisory firm - (3/4/2004 Approved)

Indiana

Registered Investment Advisory firm - (3/21/2005 Terminated)

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Contact information

Main Address

674 S. College Avenue, Bloomington, IN 47403

Mailing Address

Phone number

(812) 334-3190

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COMPREHENSIVE FINANCIAL CONSULTANTS ADV BROCHURE (2/15/2025)

Regulatory assets under management

Total Number of Accounts	2,612
AUM (Assets Under Management)	$ 515,086,117

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Curtis L. Vandenberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curtis Lee Vandenberg JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

J.W. COLE FINANCIAL, INC.

NORDBERG & VANDENBERG, INC.

WORKMAN SECURITIES CORPORATION

LPL FINANCIAL LLC

UBS FINANCIAL SERVICES INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

CFCI

State Registrations and Notice Filings

Exams

Series 66

Date: 9/16/2010

Series 63

Date: 3/4/1994

SIE

Date: 10/1/2018

Series 31

Date: 7/19/2005

Series 7

Date: 2/16/1994

Series 24

Date: 6/4/1997

FINRA

Current Firm

CFCI

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CFCI

TRUST BUT VERIFY

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