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Timothy William Crawford

CRD# 1929369·Registered 1993 - 2005
Barred: Timothy William Crawford was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Timothy William Crawford, who also goes by Timothy Crawford, was a registered financial advisor. Timothy was a previously registered financial advisor and started their career in finance 1993 - 2005. Timothy had worked at 4 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Timothy Crawford

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

CAPITAL CITY PARTNERS, LLC·CRD# 132099
RIA
Columbus, OH
July 16, 2004 - May 24, 2005
BRECEK & YOUNG ADVISORS, INC.·CRD# 40395
RIA
Columbus, OH
February 18, 2003 - June 11, 2003
BRECEK & YOUNG ADVISORS, INC.·CRD# 40395
BD
Folsom, CA
January 17, 2003 - June 11, 2003
KEYBANC CAPITAL MARKETS INC.·CRD# 566
BD
Cleveland, OH
November 13, 2000 - January 24, 2003
DIAMOND HILL SECURITIES, INC.·CRD# 28240
BD
Columbus, OH
August 26, 1993 - November 10, 2000

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1993About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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