Paul S. Beers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Scott Beers, who also goes by Paul S Beers, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1989. Paul had worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2018 - December 31, 2020
LIFEMARK SECURITIES CORP.
March 14, 2013 - October 30, 2018
FORESTERS EQUITY SERVICES, INC.
September 15, 2008 - February 28, 2013
EQUITABLE ADVISORS, LLC
August 1, 2003 - February 14, 2006
WALNUT STREET SECURITIES, INC.
July 24, 2002 - September 23, 2008
NEW ENGLAND SECURITIES
March 8, 2002 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
December 21, 2001 - September 23, 2008
NEW ENGLAND SECURITIES
May 15, 1995 - December 18, 2001
LPL FINANCIAL LLC
July 12, 1993 - May 23, 1995
NEW ENGLAND SECURITIES
March 3, 1989 - May 11, 1995
G. R. PHELPS & CO., INC.
Primary Firm SEC Registration
LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
Contact information
SEC notice filing (46 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KALINOWSKI, ANDREW JOSEPH | VP / BOARD MEMBER/SECRETARY | 263409 |
| MICCICHE, VINCENT JR | TREASURER/ FINOP/PFO/POO | 702149 |
| PRISCO, JAMES JOSEPH | CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER | 2653402 |
| PRISCO, JAMES JOSEPH | PRESIDENT / BOARD MEMBER | 2653402 |
| GEORGIEV, ALEXANDRE JR. | CCO OF THE RIA / DIRECTOR OF OPERATIONS | 5307830 |
Regulatory assets under management
| Total Number of Accounts | 2,021 |
| AUM (Assets Under Management) | $ 461,475,636 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
