Jerry P. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Paul Anderson was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 1989. Jerry had worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2018 - September 11, 2019
TD AMERITRADE, INC.
February 26, 2018 - September 11, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - September 11, 2019
TD AMERITRADE, INC.
January 25, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
March 7, 2016 - February 26, 2018
SCOTTRADE, INC.
October 22, 2008 - March 7, 2016
TD AMERITRADE, INC.
October 22, 2008 - March 7, 2016
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
October 22, 2008 - March 7, 2016
TD AMERITRADE, INC.
November 13, 2006 - October 9, 2008
E*TRADE SECURITIES LLC
November 8, 2006 - October 9, 2008
HARRISDIRECT LLC
January 15, 2004 - May 26, 2005
CITIGROUP GENEVA CAPITAL STRATEGIES INC.
February 5, 2003 - June 17, 2003
CITIGROUP GENEVA CAPITAL STRATEGIES INC.
July 8, 1997 - January 22, 2003
CITIGROUP GLOBAL MARKETS INC.
February 5, 1994 - January 22, 2003
CITIGROUP GLOBAL MARKETS INC.
May 27, 1992 - April 23, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 16, 1991 - January 28, 1992
CHATFIELD DEAN & CO., INC.
February 4, 1991 - September 19, 1991
ENEX SECURITIES CORPORATION
March 30, 1990 - January 31, 1991
COLTON FINANCIAL, INC.
March 21, 1989 - April 27, 1989
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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