Michael G. Foster
Professional summary
Michael George Foster is a registered financial professional currently at CENTAURUS FINANCIAL, INC. located in Melbourne Beach, Florida.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1989. Michael has worked at 13 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael George Foster's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 14, 2016 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 321 Ocean Avenue Suite #106, Melbourne Beach, FL 32951September 15, 2016 - December 31, 2017
CENTAURUS FINANCIAL, INC.
October 29, 2013 - August 18, 2016
ALLEN & COMPANY OF FLORIDA, LLC
October 18, 2013 - August 18, 2016
ALLEN & COMPANY OF FLORIDA, LLC
June 22, 2010 - October 23, 2013
TRUIST INVESTMENT SERVICES, INC.
June 16, 2010 - October 23, 2013
TRUIST INVESTMENT SERVICES, INC.
September 21, 2007 - June 14, 2010
BB&T INVESTMENT SERVICES, INC.
September 19, 2007 - June 14, 2010
BB&T INVESTMENT SERVICES, INC.
August 2, 2007 - September 19, 2007
CUSO FINANCIAL SERVICES, L.P.
July 25, 2007 - September 19, 2007
CUSO FINANCIAL SERVICES, L.P.
May 31, 2007 - June 26, 2007
EDWARD JONES
May 1, 2007 - June 26, 2007
EDWARD JONES
February 27, 2004 - November 7, 2006
JANNEY MONTGOMERY SCOTT LLC
February 27, 2004 - November 7, 2006
JANNEY MONTGOMERY SCOTT LLC
January 15, 2003 - February 27, 2004
CUNA BROKERAGE SERVICES, INC.
April 4, 2002 - February 27, 2004
CUNA BROKERAGE SERVICES, INC.
August 14, 1998 - March 21, 2002
UBS FINANCIAL SERVICES INC.
July 18, 1995 - August 27, 1998
CITIGROUP GLOBAL MARKETS INC.
November 2, 1994 - July 18, 1995
BANGOR SECURITIES, INC.
February 18, 1994 - November 8, 1994
MAINE SECURITIES CORPORATION
March 15, 1989 - April 27, 1989
PROFILE INVESTMENTS CORPORATION
Primary Firm SEC Registration
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/14/2016)
(9/14/2016)
(9/14/2016)
(9/14/2016)
Exams
Series 62
Date: 3/13/1989
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
