Jack E. Delong
Professional summary
Jack Ernest Delong JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jack is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Jack had worked at 7 firms, which includes SOUTHERN FINANCIAL GROUP INC., FELTMAN & CO, H.J. MEYERS & CO. INC., RESURGENS CAPITAL & INVESTMENTS INC., ARGENT SECURITIES INC., FIRST ATLANTA SECURITIES LLC, ATLANTA SECURITIES & INVESTMENTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 1996 - September 23, 1998
SOUTHERN FINANCIAL GROUP, INC.
February 10, 1995 - May 3, 1996
FELTMAN & CO
September 3, 1994 - December 21, 1994
H.J. MEYERS & CO., INC.
June 29, 1993 - August 19, 1994
RESURGENS CAPITAL & INVESTMENTS, INC.
July 28, 1992 - November 15, 1993
ARGENT SECURITIES, INC.
February 5, 1990 - August 3, 1992
FIRST ATLANTA SECURITIES, LLC
July 25, 1989 - February 10, 1990
ATLANTA SECURITIES & INVESTMENTS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SOUTHERN FINANCIAL GROUP, INC.
CRD#: 16714 / SEC#: , 8-34534
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ATLANTIC SECURITIES EXCHANGE, INC. | OWNERSHIP | |
| BANK, FRANK TOM | EXECUTIVE VICE PRESIDENT/MUNICIPAL PRINCIPAL | 500594 |
| COLLINS, CLELLAND DAVID JR | SECRETARY, EXC. VICE PRES. | 2331596 |
| MAURER, MARK HENRY | EXECUTIVE VICE PRESIDENT/OPERATIONS/DIRECTOR OF COMPLIANCE/ SROP/CROP | 1496683 |
| WOOTEN, RICHARD MCNAIR | CHAIRMAN/CFO, PRESIDENT/CEO |
Disclosures
| Regulatory Event | 6 |
| Civil Event | 1 |
Red Flags
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