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KH

Kelso K. Huffman

THE HIGH NET WORTH ADVISORY GROUP
Naples, FL 34108
Some features on this profile are disabled
CRD#: 1928074
KH

Professional summary

Kelso Keith Huffman JR is a registered financial advisor currently at THE HIGH NET WORTH ADVISORY GROUP, LLC located in Naples, Florida.

Kelso is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Kelso has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Self Employed Florida Insurance Agent, investment related, Naples, FL, Start Date 08/1989, approximately 1-5 hours per month with all hours during securities trading hours, licensed in Life/Health/Annuities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelso Keith Huffman JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 6, 2021 - Present

THE HIGH NET WORTH ADVISORY GROUP, LLC

Office #1: 8880 Tamiami Trail North, Naples, FL 34108
RIA
CRD#: 309997
Naples, FL
Past

March 18, 2013 - October 29, 2021

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
NAPLES, FL
Past

March 15, 2013 - October 29, 2021

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
NAPLES, FL
Past

June 1, 2009 - April 8, 2013

MORGAN STANLEY

RIA
CRD#: 149777
NAPLES, FL
Past

June 1, 2009 - April 8, 2013

MORGAN STANLEY

BD
CRD#: 149777
NAPLES, FL
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
NAPLES, FL
Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NAPLES, FL
Past

March 28, 1989 - April 2, 2007

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
NAPLES, FL
Past

March 21, 1989 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
NAPLES, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TH
THE HIGH NET WORTH ADVISORY GROUP, LLC
ADVISORY GROUP | ULTRA HIGH NET WORTH ADVISORY GROUP | THE HIGH NET WORTH ADVISORY GROUP, LLC

CRD#: 309997 / SEC#: 801-119234

RIA
Registered Investment Advisory firm - (8/5/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(10/6/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/25/2007
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/5/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 7/17/1991
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 3/18/1989
General Securities Representative Examination

Current Firm

TH
THE HIGH NET WORTH ADVISORY GROUP, LLC
ADVISORY GROUP | ULTRA HIGH NET WORTH ADVISORY GROUP | THE HIGH NET WORTH ADVISORY GROUP, LLC

CRD#: 309997 / SEC#: 801-119234

RIA
Registered Investment Advisory firm - (8/5/2020 Approved)
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Contact information

Main Address
8880 Tamiami Trail North, Naples, FL 34108
Mailing Address
Phone number
+1 (866) 906-2325
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

THE HIGH NET WORTH ADVISORY GROUP, LLC FORM ADV PART 2A BROCHURE (1/29/2025)

Regulatory assets under management

Total Number of Accounts1,119
AUM (Assets Under Management)$ 769,848,336

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE HIGH NET WORTH ADVISORY GROUP, LLC

CRD#: 309997Naples, FL 34108

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