Stephen A. Kinstle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Alan Kinstle, who also goes by Steve Kinstle, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1989. Stephen had worked at 6 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2018 - October 30, 2020
CORECAP INVESTMENTS, LLC
August 17, 2012 - November 5, 2018
FORESTERS EQUITY SERVICES, INC.
January 1, 2010 - August 2, 2012
ESSEX SECURITIES LLC
July 9, 1994 - January 1, 2010
INVESTORS CAPITAL CORP.
March 16, 1989 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
March 16, 1989 - July 14, 1994
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORECAP INVESTMENTS, LLC
CRD#: 37068 / SEC#: , 8-47783
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
