Craig P. Queripel
Professional summary
Craig Paul Queripel, who also goes by Craig Queripel, Paul Queripel, Paul Quesipel, is a registered financial professional currently at PERSHING LLC located in Jersey City, New Jersey.
Craig is registered as a RR (Registered Representative) and started their career in finance in 1992. Craig has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 10, Series 9, Series 14, Series 8, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Craig Paul Queripel's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 14, 2006 - Present
PERSHING LLC
Office #1: One Pershing Plaza, Jersey City, NJ 07399May 13, 2025 - November 3, 2025
BNY MELLON CAPITAL MARKETS, LLC
March 17, 2004 - December 8, 2006
RYAN BECK & CO.
March 17, 2004 - December 8, 2006
RYAN BECK & CO.
June 3, 2002 - March 11, 2004
UBS FINANCIAL SERVICES INC.
October 1, 1997 - June 29, 1998
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
May 30, 1997 - March 11, 2004
UBS FINANCIAL SERVICES INC.
September 16, 1996 - May 22, 1997
DB ALEX. BROWN LLC
April 25, 1994 - August 30, 1996
UBS FINANCIAL SERVICES INC.
July 10, 1992 - April 27, 1994
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/14/2006)
(12/14/2006)
Exams
Series 52TO
Date: 7/31/2023
Municipal Securities Representative ExaminationSeries 8
Date: 10/28/1994
General Securities Sales Supervisor Examination (Options Module & General Module)BOX Exchange LLC
Cboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
PERSHING LLC
CRD#: 7560 / SEC#: , 8-17574
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PERSHING GROUP LLC | HOLDING COMPANY | |
| BADGER, ERIC CHRISTOPHER | BOARD MEMBER | 8040351 |
| CROWLEY, JAMES THOMAS | CHIEF EXECUTIVE OFFICER (CEO), GLOBAL HEAD, BOARD MEMBER | 1087182 |
| DAVID, ERIC CIMARRON | BOARD MEMBER, PRINCIPAL OPERATIONS OFFICER, CHIEF OPERATIONS OFFICER | 3132045 |
| KEARNEY, JAMES FRANCIS III | BOARD MEMBER | 6388373 |
| LOFLING, JASON ROBERT | BOARD MEMBER, CHIEF FINANCIAL OFFICER (CFO), PRINCIPAL FINANCIAL OFFICER (PFO) | 5177277 |
| MAJIYAGBE, ELIZABETH OLAIDE | BOARD MEMBER | 7013772 |
| O'LAUGHLEN, VICTOR FRANCIS JR | BOARD MEMBER | 8041737 |
| SIMMONDS, AINSLIE JANE | BOARD MEMBER | 6047968 |
| VITALE, JASON DOMINICK | BOARD MEMBER | 8038160 |
| YOUNG, LYNN MARIE | CHIEF COMPLIANCE OFFICER | 1982726 |
Disclosures
| Regulatory Event | 74 |
| Arbitration | 32 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
