Brian E. Doolittle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Edward Doolittle was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1991. Brian had worked at 9 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2022 - June 2, 2025
MULTI-BANK SECURITIES, INC.
October 11, 2018 - February 21, 2020
ODEON CAPITAL GROUP LLC
February 21, 2017 - July 30, 2018
FINANCE OF AMERICA SECURITIES LLC
October 27, 2014 - January 29, 2016
B. RILEY WEALTH MANAGEMENT
March 12, 2014 - October 20, 2014
AURIGA USA, LLC
April 11, 2013 - November 27, 2013
W.J. BRADLEY FINANCIAL SERVICES, LLC
February 2, 2010 - February 28, 2013
JEFFERIES LLC
April 29, 1998 - September 9, 2008
COUNTRYWIDE SECURITIES CORPORATION
January 21, 1991 - October 28, 1997
STEPHENS
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MULTI-BANK SECURITIES, INC.
CRD#: 22098 / SEC#: , 8-39547
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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