Daniel M. Kelly

NAVESINK ADVISORS LLC

Lincroft, NJ

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CRD#: 1927336

Professional summary

Daniel Michael Kelly, who also goes by Dan Kelly, is a registered financial advisor currently at NAVESINK ADVISORS LLC located in Lincroft, New Jersey.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Daniel has worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Kelly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAVESINK ADVISORS LLC 457 SYCAMORE AVENUE SHREWSBURY, NJ 07702 INVESTMENT ADVISORY MANAGING PARTNER START DATE: 03/2002 HOURS PER MONTH DEVOTED TO BUSINESS: 20 HOURS PER MONTH DEVOTED TO BUSINESS DURING SECURITIES TRADING HOURS: 10 TITLE: MANAGING PARTNER - CLIENT RELATIONS ADVISOR REFERRING BUSINESS TO THIRD PARTY ADVISORS. REALTY DATA SYSTEMS, LLC - NON INVESTMENT RELATED TITLE:OPERATIONS 60 HRS MO REVIEW PROPERTY INSPECTIONS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Michael Kelly's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 17, 2006 - Present

NAVESINK ADVISORS LLC

RIA

CRD#: 117456

Lincroft, NJ

Past

July 17, 2017 - December 11, 2019

VIEWTRADE SECURITIES, INC.

CRD#: 46987

BOCA RATON, FL

Past

May 15, 2013 - July 13, 2015

R. F. LAFFERTY & CO., INC.

CRD#: 2498

NEW YORK, NY

Past

August 10, 2012 - May 31, 2013

DIRECT ACCESS PARTNERS LLC

CRD#: 120950

NEW YORK, NY

Past

June 14, 2011 - October 18, 2011

PROPONENT ASSET ADVISORS, LLC

RIA

CRD#: 157550

SHREWSBURY, NJ

Past

May 11, 2010 - May 7, 2012

TD PRIME SERVICES LLC

CRD#: 1914

NEW YORK, NY

Past

October 27, 2009 - April 16, 2010

FINTEGRA, LLC

RIA

CRD#: 16741

SHREWSBURY, NJ

Past

October 27, 2009 - April 16, 2010

FINTEGRA, LLC

CRD#: 16741

SHREWSBURY, NJ

Past

March 10, 2009 - August 31, 2009

TORE SERVICES, LLC

CRD#: 147421

MATAWAN, NJ

Past

March 9, 2009 - August 31, 2009

CONCORD EQUITY GROUP ADVISORS, LLC

RIA

CRD#: 143315

MATAWAN, NJ

Past

October 20, 2008 - March 6, 2009

TORE SERVICES, LLC

CRD#: 147421

MATAWAN, NJ

Past

May 4, 2007 - March 6, 2009

CONCORD EQUITY GROUP ADVISORS, LLC

RIA

CRD#: 143315

MATAWAN, NJ

Past

November 28, 2005 - October 23, 2006

THE CONCORD EQUITY GROUP, LLC

RIA

CRD#: 14569

ISELIN, NJ

Past

November 28, 2005 - October 23, 2006

THE CONCORD EQUITY GROUP, LLC

CRD#: 14569

ISELIN, NJ

Past

January 2, 2004 - December 2, 2005

CINCINNATI ANALYSTS, INC.

RIA

CRD#: 5478

TINTON FALLS, NJ

Past

January 2, 2004 - December 2, 2005

CINCINNATI ANALYSTS, INC.

CRD#: 5478

TINTON FALLS, NJ

Past

March 4, 1997 - December 31, 2003

THE CONCORD EQUITY GROUP, LLC

CRD#: 14569

ISELIN, NJ

Past

August 6, 1991 - March 4, 1997

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

Past

April 5, 1991 - July 29, 1991

KMU SECURITIES CORPORATION

CRD#: 26640

Past

July 26, 1990 - April 17, 1991

REICH & CO., INC.

CRD#: 19611

Past

June 8, 1990 - August 1, 1990

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

March 14, 1990 - April 20, 1990

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

May 23, 1989 - June 21, 1989

J. W. GANT & ASSOCIATES, INC.

CRD#: 7963

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(11/17/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/7/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/9/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 6/2/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/20/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/27/1999

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 11/13/1996

Municipal Securities Principal Examination

Current Firm

NAVESINK ADVISORS LLC

NAVESINK ADVISORS LLC | PANTER AND KELLY FINANCIAL

CRD#: 117456 / SEC#:

New Jersey

Registered Investment Advisory firm - (11/17/2006 Approved)

New York

Registered Investment Advisory firm - (12/31/2003 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/21/2002 Cancelled)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Lincroft, NJ

Mailing Address

Phone number

(732) 276-1451

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Daniel M. Kelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Michael Kelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

VIEWTRADE SECURITIES, INC.

R. F. LAFFERTY & CO., INC.

DIRECT ACCESS PARTNERS LLC

PROPONENT ASSET ADVISORS, LLC

TD PRIME SERVICES LLC

FINTEGRA, LLC

FINTEGRA, LLC

TORE SERVICES, LLC

CONCORD EQUITY GROUP ADVISORS, LLC

TORE SERVICES, LLC

CONCORD EQUITY GROUP ADVISORS, LLC

THE CONCORD EQUITY GROUP, LLC

THE CONCORD EQUITY GROUP, LLC

CINCINNATI ANALYSTS, INC.

CINCINNATI ANALYSTS, INC.

THE CONCORD EQUITY GROUP, LLC

FIRST MONTAUK SECURITIES CORP.

KMU SECURITIES CORPORATION

REICH & CO., INC.

OSAIC WEALTH, INC.

CITIGROUP GLOBAL MARKETS INC.

J. W. GANT & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/7/2002

Series 63

Date: 7/9/1990

SIE

Date: 10/1/2018

Series 55

Date: 6/2/1999

Series 7

Date: 5/20/1989

Series 24

Date: 1/27/1999

Series 53

Date: 11/13/1996

Current Firm

NAVESINK ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NAVESINK ADVISORS LLC

TRUST BUT VERIFY

Contact information

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