James C. Landers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Christopher Landers was a registered financial advisor .
James is a previously registered financial advisor and started their career in finance in 1989. James had worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2010 - June 9, 2014
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
August 25, 2010 - June 9, 2014
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 13, 2009 - August 27, 2010
PNC WEALTH MANAGEMENT LLC
November 13, 2009 - August 27, 2010
PNC WEALTH MANAGEMENT LLC
January 1, 2000 - November 13, 2009
NATCITY INVESTMENTS, INC.
August 30, 1999 - December 31, 2001
NATCITY INSURANCE SERVICES, INC.
August 3, 1998 - September 2, 1999
IFMG SECURITIES, INC.
June 1, 1996 - November 13, 2009
NATCITY INVESTMENTS, INC.
May 9, 1994 - August 3, 1998
INDEPENDENT FINANCIAL SECURITIES, INC.
February 14, 1994 - June 1, 1996
NATIONAL CITY INVESTMENTS CORPORATION
November 29, 1991 - February 15, 1994
CAL FED INVESTMENTS
March 21, 1989 - November 26, 1991
EQUITY SERVICES, INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
