Todd M. Ficeto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Michael Ficeto was a registered financial advisor .
Todd is a previously registered financial advisor and started their career in finance in 1989. Todd had worked at 13 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2002 - March 26, 2003
TODD MICHAEL ASSET MANAGEMENT,LLC
May 15, 2002 - March 24, 2003
HUNTER WORLD MARKETS, INC.
March 25, 1996 - October 1, 2009
HUNTER WORLD MARKETS, INC.
February 23, 1996 - July 1, 1996
BIRCHTREE FINANCIAL SERVICES LLC
May 19, 1995 - December 15, 1995
MOMENTUM INDEPENDENT NETWORK INC.
November 10, 1994 - April 28, 1995
SMITH, BENTON & HUGHES, INC.
March 22, 1994 - November 7, 1994
PACIFIC CORTEZ SECURITIES INCORPORATED
April 13, 1993 - March 15, 1994
BURNETT, GREY & CO., INC.
February 18, 1992 - March 15, 1993
FIRST AMERICAN BILTMORE SECURITIES, INC.
August 28, 1991 - February 18, 1992
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
May 15, 1990 - August 28, 1991
ROBERT TODD FINANCIAL CORP.
January 25, 1990 - June 4, 1990
VANDERBILT SECURITIES, INC.
August 22, 1989 - September 20, 1989
FORESTERS FINANCIAL SERVICES, INC.
August 22, 1989 - February 14, 1990
J. T. MORAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/24/2000
Limited Representative-Equity Trader ExamCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
