Michael T. Mais
Professional summary
Michael Thomas Mais MR, who also goes by Michael Thomas Mais, Mike Mais, is a registered financial advisor currently at GLOBAL PORTFOLIO SERVICES LLC located in Grand Rapids, Michigan.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Michael has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Thomas Mais MR's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 7, 2018 - Present
GLOBAL PORTFOLIO SERVICES LLC
May 15, 2012 - December 31, 2014
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
September 29, 2011 - April 3, 2018
REGAL INVESTMENT ADVISORS LLC
July 26, 2005 - January 27, 2011
VALIC FINANCIAL ADVISORS, INC.
August 24, 1998 - January 27, 2011
VALIC FINANCIAL ADVISORS, INC.
July 22, 1993 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
January 10, 1991 - June 29, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
January 10, 1991 - June 29, 1993
PRUCO SECURITIES, LLC.
December 21, 1989 - July 23, 1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
December 21, 1989 - July 23, 1990
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/7/2018)
Exams
Current Firm
GLOBAL PORTFOLIO SERVICES LLC
CRD#: 287693 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 48 |
| AUM (Assets Under Management) | $ 12,300,000 |
Red Flags
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