Edward P. Bee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Purcell Bee, who also goes by Ed Bee, was a registered financial advisor .
Edward is a previously registered financial advisor and started their career in finance in 1989. Edward had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2013 - March 4, 2015
R.M. STARK & CO., INC.
March 24, 2006 - August 28, 2013
NFSG CORPORATION
March 23, 2006 - August 28, 2013
NEWBRIDGE SECURITIES CORPORATION
June 27, 2003 - March 28, 2006
AMERIPRISE ADVISOR SERVICES, INC.
December 13, 2002 - March 28, 2006
AMERIPRISE ADVISOR SERVICES, INC.
February 2, 1996 - November 21, 2002
MORGAN STANLEY DW INC.
February 2, 1996 - November 21, 2002
MORGAN STANLEY DW INC.
March 21, 1989 - February 8, 1996
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
R.M. STARK & CO., INC.
CRD#: 7612 / SEC#: , 8-22543
Contact information
FINRA licenses (45 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
