RW
Robert A. White
MONEY CONCEPTS CAPITAL CORP
Pleasant Hill, MO
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CRD#: 1926824
RW
Professional summary
Robert Ashley White, CFP®, who also goes by Bob White, is a registered financial advisor currently at MONEY CONCEPTS CAPITAL CORP located in Pleasant Hill, Missouri.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Robert has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 24 and Series 4 exams.
Question & Answer
What are your service offerings?
Education Planning
Comprehensive Financial Planni...
Elder Care
Business Succession Planning
Are you a "fiduciary"?
Yes
Aliases
Bob White
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.ROBERT WHITE, AUTHOR, 116 N CAMPBELL ST, PLEASANT HILL MO 64080, SOLE PROPRIETORSHIP, OWNER OR SHAREHOLDER, AUTHORED NOVEL, FICTION, 1-20% CONDUCTING THIS ACITIVITY, 4 HRS. MO. DURING NON-SECURITIES TRADING. 2. Prairie Financial Group, LLC,OWNER, OFFICER, Non-investment related, 0% time spent on activity during non-securities hrs. 3. Cass County Coalition of Chambers,PO Box 32 Pleasant Hill, MO. Board of Directors, Officer, Director, Vice President. Non-investment related, 1-20% time spent on activity during non-securities hrs. 4. White Living Management, LLC, a Montana LLC, Rental Property, Officer, Director, Owner, Maintain the corporation to license and insure property in Montana. Non-investment related, 1-20% time spent on activity during non-securities hrs. 5. Pleasant Hill Historical District, since 1/15/2023, 203 Paul St., Pleasant Hill, MO 64080. Board Member, Director, Non-investment related, 1-10% time spent on activity during non-securities hrs.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Ashley White's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Ashley White's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
September 24, 2009 - Present
MONEY CONCEPTS CAPITAL CORP
Office #2: 906 Hornet, Butte, MT 59701RIA
BD
CRD#: 12963
Pleasant Hill, MO
Current
September 24, 2009 - Present
MONEY CONCEPTS CAPITAL CORP
Office #2: 906 Hornet, Butte, MT 59701RIA
BD
CRD#: 12963
Pleasant Hill, MO
Past
May 16, 2007 - September 23, 2009
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
RIA
CRD#: 20804
PLEASANT HILL, MO
Past
May 16, 2007 - September 23, 2009
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
PLEASANT HILL, MO
Past
August 3, 2005 - December 31, 2006
LEGACY FINANCIAL GROUP, INC.
RIA
CRD#: 113885
OVERLAND PARK, KS
Past
August 1, 2005 - May 22, 2007
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
OVERLAND PARK, KS
Past
August 1, 2005 - May 22, 2007
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
OVERLAND PARK, KS
Past
June 25, 2003 - July 6, 2005
AMERIPRISE ADVISOR SERVICES, INC.
RIA
CRD#: 5979
OVERLAND PARK, KS
Past
March 6, 2003 - June 25, 2003
CHOREO, LLC
RIA
CRD#: 111221
OVERLAND PARK, KS
Past
October 1, 1999 - July 6, 2005
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Past
March 19, 1999 - August 23, 1999
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Past
March 29, 1996 - August 10, 1998
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Past
May 9, 1989 - January 10, 1996
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(4/2/2024)
RR
California(9/24/2009)
RR
Delaware(9/24/2009)
RR
Iowa(9/17/2024)
RR
Kansas(9/24/2009)
RR
Maine(6/11/2020)
RR
Missouri(9/24/2009)
IAR
Missouri(9/24/2009)
RR
Montana(9/24/2009)
IAR
Montana(1/14/2022)
RR
South Carolina(11/25/2009)
RR
Virginia(9/24/2009)
RR
Wyoming(12/17/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 Jog Road, Palm Beach Gardens, FL 33418
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2000
Established
Florida since 06/23/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
431
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | |
| BARNETT, CHERYL MORRIS | VICE PRESIDENT | COMPLIANCE OFFICER | 1795785 |
| MATOS, LIZA MARIA | VICE PRESIDENT | COMPLIANCE OFFICER | 4371969 |
| RITTMAN, BARRY RICHARD | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | 1997994 |
| WALSH, DENIS STEPHEN | PRESIDENT | CHIEF EXECUTIVE OFFICER | 1124278 |
| WALSH, JAMES EDWARD | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | 2275368 |
| WALSH, MARY THERESE | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 14,898 |
| AUM (Assets Under Management) | $ 3,328,625,395 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
