RM
Robert J. Metzger
PACKERLAND BROKERAGE SERVICES
Oconomowoc, WI 53066
Some features on this profile are disabled
CRD#: 1926601
RM
Professional summary
Robert James Metzger, who also goes by Robert Metzger, is a registered financial advisor currently at PACKERLAND BROKERAGE SERVICES, INC. located in Oconomowoc, Wisconsin.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 3, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert Metzger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) STATELINE SERVICES SB INC, 5461 SWANSON RD TITLE: TREASURER/SECRETARY (50% OWNER) DUTIES: PORTABLE TOILET RENTAL & SERVICE HOURS DEVOTED: 1 HOUR A WEEK START DATE 4/1997, NON-INVESTMENT RELATED. 2) WI REAL ESTATE BROKER LICENSEE 2834 S WATERFORD CT TITLE: REAL ESTATE BROKER DUTIES: REFERRALS ONLY HOURS DEVOTED: LESS THAN 1 HOUR A WEEK START DATE: 9/1998 NON-INVESTMENT RELATED. 3) OSJ BRANCH MANAGER, SELL AND SUPERVISE SECURITIES, 30-40 HOURS PER WEEK. STARTED 3/2012 4) ANDERSON'S INSURANCE ASSOCIATES, INC 17500 WEST LIBERTY LANE NEW BERLIN,WI 53146 TITLE: INSURANCE AGENT DUTIES: PROPERTY, CASUALTY INSURANCE HOURS DEVOTED: 10-15 HOURS/MONTH START DATE: 4/16/2018 NON INVESTMENT, BUT IS INSURANCE RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Robert James Metzger's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert James Metzger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 22, 2010 - Present
PACKERLAND BROKERAGE SERVICES, INC.
Office #1: 784 Summit Ave, Oconomowoc, WI 53066RIA
BD
CRD#: 37031
Oconomowoc, WI
Current
February 22, 2010 - Present
PACKERLAND BROKERAGE SERVICES, INC.
Office #1: 784 Summit Ave, Oconomowoc, WI 53066RIA
BD
CRD#: 37031
Oconomowoc, WI
Past
November 2, 2009 - February 24, 2010
NYLIFE SECURITIES LLC
BD
CRD#: 5167
MILWAUKEE, WI
Past
June 15, 2005 - October 15, 2009
PACKERLAND BROKERAGE SERVICES, INC.
BD
CRD#: 37031
BELOIT, WI
Past
April 11, 2001 - June 14, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
January 11, 1999 - April 3, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
October 8, 1997 - December 16, 1998
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
May 19, 1997 - October 21, 1997
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/15/2021)
RR
Arizona(11/28/2012)
IAR
Arizona(8/6/2014)
RR
Arkansas(1/15/2021)
IAR
Arkansas(1/19/2021)
RR
California(7/10/2012)
IAR
California(7/11/2012)
RR
Florida(2/13/2012)
RR
Georgia(9/30/2020)
RR
Hawaii(11/26/2024)
IAR
Hawaii(11/27/2024)
RR
Idaho(1/15/2021)
IAR
Idaho(1/19/2021)
RR
Illinois(2/22/2010)
IAR
Illinois(2/22/2010)
RR
Indiana(11/28/2012)
RR
Iowa(1/15/2021)
IAR
Iowa(1/21/2021)
RR
Maine(9/25/2017)
RR
Minnesota(10/21/2020)
IAR
Minnesota(1/19/2021)
RR
Missouri(1/15/2021)
RR
New York(4/19/2012)
RR
North Carolina(1/15/2025)
RR
Oklahoma(1/15/2021)
RR
Oregon(11/26/2019)
IAR
Oregon(12/2/2019)
RR
Tennessee(8/26/2025)
RR
Texas(9/5/2019)
RR
Virginia(1/15/2021)
IAR
Virginia(1/21/2021)
RR
Washington(11/25/2015)
RR
Wisconsin(2/22/2010)
IAR
Wisconsin(2/23/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
432 Security Blvd. Ste. 101, Green Bay, WI 54313-9709
Mailing Address
432 Security Blvd., Green Bay, WI 54313
Phone number
(920) 662-9500
Established
Wisconsin since 07/11/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
286
SEC notice filing (47 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KELLY, ZACHARY P | DIRECTOR, SHAREHOLDER, CEO, BOARD PRESIDENT & SECRETARY | 5263665 |
| VAN ESS, WILLIAM SCOTT | DIRECTOR, SHAREHOLDER, CHAIRMAN OF THE BOARD | 1929840 |
| WESTENBERG, STEVEN G | DIRECTOR, SHAREHOLDER, VICE CHAIRMAN , TREASURER | 2440924 |
| BOSTWICK, KAREN P | SHAREHOLDER | 2643853 |
| DOELGER, AARON ANDREW | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | 4357639 |
Regulatory assets under management
| Total Number of Accounts | 4,245 |
| AUM (Assets Under Management) | $ 909,478,703 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031Oconomowoc, WI 53066TRUST BUT VERIFY
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Contact information
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