EY
Elliot M. Yablun
WORLD EQUITY GROUP
Vernon Hills, IL
Some features on this profile are disabled
CRD#: 1926585
EY
Professional summary
Elliot Marc Yablun, who also goes by Elliott Yablun, is a registered financial advisor currently at WORLD EQUITY GROUP, INC. located in Vernon Hills, Illinois.
Elliot is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Elliot has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Elliott Yablun
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. UNLIMITED SERVICE, Inc., investment related. Started 1992, Approx 5 hrs/mo, 2 during trading hours, 132 Midway Lane, Vernon Hills,IL 60061. Nature: Company created to receive monies from mutual fund commissions, insurance commissions and others, Position: Owner, Duties: deposit and write checks.
2. Licensed insurance agent through dba Vernon Group. Investment Related, Started 1992, Approx 6 hrs/mo, 1 during trading hours, 132 Midway Lane, Vernon Hills, IL 60061. Nature: Insurance Sales, Position: Owner/Agent, Duties: Solicit, sell, recommend fixed insurance products.
3. SHIGGIES VINYL, Not investment related, Start Date: 2012. Approx 20 hrs/mo, 5 during trading hours, 132 Midway Ln., Vernon Hills, IL 60061, Nature: Buy and sell vinyl records, Position: Owner. Online sales involving listing items on ebay and shipping sold items.
CRS (Client Relationship Summary) - RIA
Click below to view Elliot Marc Yablun's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Elliot Marc Yablun's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2014 - Present
WORLD EQUITY GROUP, INC.
RIA
BD
CRD#: 29087
Vernon Hills, IL
Current
January 3, 2014 - Present
WORLD EQUITY GROUP, INC.
RIA
BD
CRD#: 29087
Vernon Hills, IL
Past
September 8, 2009 - December 31, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
VERNON HILLS, IL
Past
September 8, 2009 - December 31, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
VERNON HILLS, IL
Past
September 18, 2003 - September 8, 2009
WATERSTONE FINANCIAL GROUP, INC.
RIA
CRD#: 10078
VERNON HILLS, IL
Past
September 18, 2003 - September 8, 2009
WATERSTONE FINANCIAL GROUP, INC.
BD
CRD#: 10078
VERNON HILLS, IL
Past
August 1, 2002 - September 12, 2003
MONEY CONCEPTS CAPITAL CORP
RIA
CRD#: 12963
LIBERTYVILLE, IL
Past
May 16, 2002 - September 12, 2003
MONEY CONCEPTS CAPITAL CORP
BD
CRD#: 12963
PALM BEACH GARDENS, FL
Past
May 26, 1998 - April 22, 2002
LIFEMARK SECURITIES CORP.
BD
CRD#: 16204
ROCHESTER, NY
Past
February 1, 1995 - May 29, 1998
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
July 8, 1993 - December 7, 1994
CARILLON INVESTMENTS, INC.
BD
CRD#: 14646
CINCINNATI, OH
Past
November 27, 1992 - June 15, 1993
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(1/7/2020)
RR
Florida(1/4/2023)
RR
Illinois(1/3/2014)
IAR
Illinois(1/3/2014)
RR
Pennsylvania(1/3/2014)
IAR
Pennsylvania(1/7/2014)
RR
Wisconsin(11/4/2015)
IAR
Wisconsin(1/3/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
425 N Martingale Road Suite 1220, Schaumburg, IL 60173
Mailing Address
425 N Martingale Road Suite 1200, Schaumburg, IL 60173
Phone number
(847) 342-1700
Established
Illinois since 09/13/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
170
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
