Kurt A. Lalomia

TURNING POINT FINANCIAL

Frederick, MD 21703

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CRD#: 1926472

Professional summary

Kurt August Lalomia, AIF®, CFP®, who also goes by Kurt A Lalomia, is a registered financial advisor currently at TURNING POINT FINANCIAL located in Frederick, Maryland.

Kurt is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Kurt has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7, Series 53, Series 24, Series 14 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kurt A Lalomia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INDEPENDENT INSURANCE AGENT; FREDERICK, MD; 8/2018; AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES; 5/WK - 5/TRADING; INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt August Lalomia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

July 24, 2019 - Present

TURNING POINT FINANCIAL

Office #1: 7210 Corporate Ct. Ste A, Frederick, MD 21703

RIA

CRD#: 301282

Frederick, MD

Past

August 14, 2018 - July 23, 2019

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Frederick, MD

Past

August 8, 2018 - July 23, 2019

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FREDERICK, MD

Past

May 18, 2016 - July 19, 2018

JANNEY MONTGOMERY SCOTT LLC

RIA

CRD#: 463

BALTIMORE, MD

Past

May 16, 2016 - July 19, 2018

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

BALTIMORE, MD

Past

May 12, 2014 - March 16, 2016

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

BALTIMORE, MD

Past

December 1, 2005 - March 16, 2016

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

BALTIMORE, MD

Past

February 21, 1995 - December 1, 2005

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

February 13, 1990 - March 13, 1992

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

August 22, 1989 - January 30, 1990

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TURNING POINT FINANCIAL

TURNING POINT BENEFIT GROUP, INC. | TURNING POINT FINANCIAL

CRD#: 301282 / SEC#: 801-116895

RIA

Registered Investment Advisory firm - (7/3/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(7/24/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/8/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/4/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 7/19/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 2/17/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 6/1/2009

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/12/2006

General Securities Principal Examination

Principal/Supervisory Exam

Series 14

Date: 11/25/1999

Compliance Officer Examination

Principal/Supervisory Exam

Series 8

Date: 5/18/1998

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

TURNING POINT FINANCIAL

TURNING POINT BENEFIT GROUP, INC. | TURNING POINT FINANCIAL

CRD#: 301282 / SEC#: 801-116895

RIA

Registered Investment Advisory firm - (7/3/2019 Approved)

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Contact information

Main Address

7210 Corporate Ct. Ste A, Frederick, MD 21703

Mailing Address

Phone number

(301) 846-9336

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- TURNING POINT FINANCIAL (3/17/2025)

Regulatory assets under management

Total Number of Accounts	2,659
AUM (Assets Under Management)	$ 383,146,200

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kurt A. Lalomia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt August Lalomia's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

JANNEY MONTGOMERY SCOTT LLC

JANNEY MONTGOMERY SCOTT LLC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

PERSHING LLC

Primary Firm SEC Registration

TURNING POINT FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 5/8/2014

Series 63

Date: 4/4/1995

SIE

Date: 10/1/2018

Series 55

Date: 7/19/2000

Series 7

Date: 2/17/1995

Series 53

Date: 6/1/2009

Series 24

Date: 4/12/2006

Series 14

Date: 11/25/1999

Series 8

Date: 5/18/1998

Current Firm

TURNING POINT FINANCIAL

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TURNING POINT FINANCIAL

TRUST BUT VERIFY

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