Douglas S. Flechsig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Stuart Flechsig, who also goes by Douglas Flechsig, Douglas Fletchsigt, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1990. Douglas had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2014 - January 7, 2016
TD AMERITRADE, INC.
January 3, 2014 - January 7, 2016
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
January 2, 2014 - January 7, 2016
TD AMERITRADE, INC.
September 20, 2010 - December 18, 2013
PNC WEALTH MANAGEMENT LLC
September 20, 2010 - December 18, 2013
PNC WEALTH MANAGEMENT LLC
March 9, 2010 - August 30, 2010
LPL FINANCIAL LLC
March 4, 2008 - August 30, 2010
LPL FINANCIAL LLC
July 26, 2004 - March 4, 2008
IFMG SECURITIES, INC.
December 19, 2003 - July 27, 2004
CETERA WEALTH SERVICES, LLC
February 1, 1999 - January 10, 2002
BANC ONE SECURITIES CORPORATION
March 1, 1996 - February 1, 1999
WINGSPAN INVESTMENT SERVICES
October 11, 1990 - March 1, 1996
NBD SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 83 |
| Civil Event | 1 |
| Arbitration | 144 |
Red Flags
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