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Thomas Gordon Doncaster

AIF®, CLU®
CRD# 1926394·Registered 1993 - 2025
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Gordon Doncaster, AIF®, CLU®, who also goes by Tom Doncaster, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1993 - 2025. Thomas had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tom Doncaster

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

AIF®
Accredited Investment Fiduciary
CLU®
Chartered Life Underwriter

Years of Experience

34 years in the financial services industry

Current & Past Employments

DONCASTER FINANCIAL, INC.·CRD# 304844
RIA
Kennewick, WA
December 7, 2020 - December 10, 2025
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
Kennewick, WA
May 1, 2019 - June 26, 2019
KESTRA ADVISORY SERVICES, LLC·CRD# 283330
RIA
Kennewick, WA
April 24, 2019 - October 21, 2019
INDEPENDENT FINANCIAL GROUP, LLC·CRD# 7717
RIA
Kennewick, WA
May 21, 2008 - October 21, 2019
INDEPENDENT FINANCIAL GROUP, LLC·CRD# 7717
BD
Kennewick, WA
May 21, 2008 - April 17, 2019
CENTAURUS FINANCIAL, INC.·CRD# 30833
RIA
Kennewick, WA
February 28, 2003 - June 16, 2008
CENTAURUS FINANCIAL, INC.·CRD# 30833
BD
Kennewick, WA
October 18, 2002 - June 16, 2008
NYLIFE SECURITIES LLC·CRD# 5167
BD
New York, NY
April 13, 1993 - October 28, 2002

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Current Firm

DF
DONCASTER FINANCIAL, INC.

DONCASTER FINANCIAL | DONCASTER FINANCIAL, INC.

CRD#: 304844

Contact Information

Main Address

1020 N Center Parkway Suite C, Kennewick, WA 99336

Phone Number

(509) 735-9519

# of Employees

2

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: Doncaster Insurance & Financial Services, Inc. Investment Related: No Address: 1020 N Center Parkway, Suite C Kennewick WV 99336 Nature of Business: Insurance Position, Title or Relationship: Owner and agent Start Date: 12/1/1987 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: Market/Sell/Service fixed insurance products. Doncaster Limited Liability Company. Non-investment related. 1020 N Center Parkway, Suite C, Kennewick, WA, 99336-7161. Position, Title or Relationship: Governor Start Date: 01/09/2001 Hours per month: 1 or less. Hours per month during trading hours: 1 or less. Duties: Real Estate investment.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2003About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 22 — Direct Participation Programs Representative Examination

Passed Jun 2008About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 1993About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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