Thomas G. Doncaster
Professional summary
Thomas Gordon Doncaster, AIF®, CLU®, who also goes by Tom Doncaster, is a registered financial advisor currently at DONCASTER FINANCIAL, INC. located in Kennewick, Washington.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Thomas has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Gordon Doncaster's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 7, 2020 - Present
DONCASTER FINANCIAL, INC.
Office #1: 1020 N Center Parkway Suite C, Kennewick, WA 99336May 1, 2019 - June 26, 2019
KESTRA INVESTMENT SERVICES, LLC
April 24, 2019 - October 21, 2019
KESTRA ADVISORY SERVICES, LLC
May 21, 2008 - October 21, 2019
INDEPENDENT FINANCIAL GROUP, LLC
May 21, 2008 - April 17, 2019
INDEPENDENT FINANCIAL GROUP, LLC
February 28, 2003 - June 16, 2008
CENTAURUS FINANCIAL, INC.
October 18, 2002 - June 16, 2008
CENTAURUS FINANCIAL, INC.
April 13, 1993 - October 28, 2002
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/7/2020)
Exams
Current Firm
DONCASTER FINANCIAL, INC.
CRD#: 304844 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
