Thomas G. Doncaster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Gordon Doncaster, AIF®, CLU®, who also goes by Tom Doncaster, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1993. Thomas had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2020 - December 10, 2025
DONCASTER FINANCIAL, INC.
May 1, 2019 - June 26, 2019
KESTRA INVESTMENT SERVICES, LLC
April 24, 2019 - October 21, 2019
KESTRA ADVISORY SERVICES, LLC
May 21, 2008 - October 21, 2019
INDEPENDENT FINANCIAL GROUP, LLC
May 21, 2008 - April 17, 2019
INDEPENDENT FINANCIAL GROUP, LLC
February 28, 2003 - June 16, 2008
CENTAURUS FINANCIAL, INC.
October 18, 2002 - June 16, 2008
CENTAURUS FINANCIAL, INC.
April 13, 1993 - October 28, 2002
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
DONCASTER FINANCIAL, INC.
CRD#: 304844 / SEC#:
Contact information
Red Flags
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