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Alex Vladimer Folgen

CRD# 1926278·Registered 1992 - 1994
Previously Registered: Being a previously registered professional could mean that Alex is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alex Vladimer Folgen, who also goes by Alex Vladimer Flogen, Alex Romensky Folgen, Alexander Romensky, was a registered financial advisor. Alex was a previously registered financial professional and started their career in finance 1992 - 1994. Alex had worked at 8 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alex Vladimer Flogen, Alex Romensky Folgen, Alexander Romensky

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

BUTTONWOOD SECURITIES, INC.·CRD# 18420
BD
June 10, 1994 - December 19, 1994
GAINEY FINANCIAL SERVICES, INC.·CRD# 27968
BD
May 25, 1994 - June 3, 1994
CARTWRIGHT AND WALKER SECURITIES, INCORPORATED·CRD# 23504
BD
March 11, 1994 - October 11, 1994
PACIFIC CORTEZ SECURITIES INCORPORATED·CRD# 24341
BD
November 1, 1993 - February 22, 1994
J. GREGORY & COMPANY, INC.·CRD# 14892
BD
June 22, 1993 - November 5, 1993
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
April 29, 1993 - June 25, 1993
BUTTONWOOD SECURITIES, INC.·CRD# 18420
BD
March 11, 1993 - May 4, 1993
AMERICAN BOND GROUP, INC.·CRD# 18318
BD
October 14, 1992 - November 5, 1992
BARRETT DAY SECURITIES, INC.·CRD# 17717
BD
October 14, 1992 - April 1, 1993

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Current Firm

BS
BUTTONWOOD SECURITIES, INC.

BUTTONWOOD SECURITIES, INC. | SECURITIES PLANNERS, INC.

CRD#: 18420 / SEC#: 8-36662
BD
Cancelled by SEC on 06/20/2001

Contact Information

Established

New York since 06/30/1986

Firm Type

Corporation

Fiscal Year End

September

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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