Alex V. Folgen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alex Vladimer Folgen, who also goes by Alex Vladimer Flogen, Alex Romensky Folgen, Alexander Romensky, was a registered financial professional .
Alex is a previously registered financial professional and started their career in finance in 1992. Alex had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 1994 - December 19, 1994
BUTTONWOOD SECURITIES, INC.
May 25, 1994 - June 3, 1994
GAINEY FINANCIAL SERVICES, INC.
March 11, 1994 - October 11, 1994
CARTWRIGHT AND WALKER SECURITIES, INCORPORATED
November 1, 1993 - February 22, 1994
PACIFIC CORTEZ SECURITIES INCORPORATED
June 22, 1993 - November 5, 1993
J. GREGORY & COMPANY, INC.
April 29, 1993 - June 25, 1993
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 11, 1993 - May 4, 1993
BUTTONWOOD SECURITIES, INC.
October 14, 1992 - November 5, 1992
AMERICAN BOND GROUP, INC.
October 14, 1992 - April 1, 1993
BARRETT DAY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BUTTONWOOD SECURITIES, INC.
CRD#: 18420 / SEC#: , 8-36662
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
