LR
Lamberth P. Reyes
STIFEL, NICOLAUS & COMPANY
Hackensack, NJ 07601
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CRD#: 1926083
LR
Professional summary
Lamberth Palmares Reyes is a registered financial advisor currently at STIFEL, NICOLAUS & COMPANY, INCORPORATED located in Hackensack, New Jersey.
Lamberth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Lamberth has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Owner/landlord; 8827 Worldquest blvd #1506 Orlando FL 32821; investment property; 04/26/2019; 1.00hr/month; Not during securities trading hours; Investment-Related 2. Owner/landlord; 1114 Bay Club Circle Tampa FL 33607; investment property; 01/05/2010; 1.00hr/month; Not during securities trading hours; Investment-Related 3. Owner/landlord;1308 Bay Club Circle Tampa FL 33607; investment property; 02/19/2009; 1.00hr/month; Not during securities trading hours; Investment-Related 4. owner/landlord; 1216 S Missouri AVE #421 clearwater FL 33756; 12/09/2019; 1.00hr/month; Not during securities trading hours; Investment-Related 5. owner/landlord; 2506 North rocky point Blvd Tampa FL 33607; property rental' 08/01/1995; 1.00/week; Not during securities trading hours; Investment-Related 6. owner/landlord; 4208 Bay Club Circle Tampa FL 33607; investment property; 08/08/2011; 1.00hr/month; Not during securities trading hours; Investment-Related 7. rental property; 3301 Bay Club Circle Tampa FL 10956; property rental; owner of rentals; day to day maintenance; 12/18/2023; 1.00hr/month; Not during securities trading hours; Investment-Related 8. owner/landlord; 3209 Bay Club Circle Tampa FL 33607; investment property; 11/15/2010; 1.00hr/month; Not during securities trading hours; Investment-Related
CRS (Client Relationship Summary) - RIA
Click below to view Lamberth Palmares Reyes's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Lamberth Palmares Reyes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 3, 2024 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 433 Hackensack Avenue 8th Floor, Hackensack, NJ 07601RIA
BD
CRD#: 793
Hackensack, NJ
Current
July 31, 2007 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 433 Hackensack Avenue 8th Floor, Hackensack, NJ 07601RIA
BD
CRD#: 793
Hackensack, NJ
Past
April 29, 2002 - July 31, 2007
RYAN BECK & CO.
BD
CRD#: 3248
FORT LEE, NJ
Past
September 11, 1995 - May 20, 2002
GRUNTAL & CO., L.L.C.
BD
CRD#: 372
NEW YORK, NY
Past
May 28, 1993 - September 21, 1995
LEGEND MERCHANT GROUP, INC.
BD
CRD#: 5155
NEW YORK, NY
Past
January 22, 1992 - June 2, 1993
J. GREGORY & COMPANY, INC.
BD
CRD#: 14892
Past
December 13, 1990 - February 7, 1992
AMERICAN BOND GROUP, INC.
BD
CRD#: 18318
Past
November 28, 1990 - December 14, 1990
CHATFIELD DEAN & CO., INC.
BD
CRD#: 14714
GREENWOOD VILLAGE, CO
Past
August 4, 1989 - December 3, 1990
THE STUART-JAMES COMPANY, INCORPORATED
BD
CRD#: 11691
DENVER, CO
Past
April 18, 1989 - August 10, 1989
MARSHALL DAVIS, INC.
BD
CRD#: 16278
Past
February 14, 1989 - April 26, 1989
VANDERBILT SECURITIES, INC.
BD
CRD#: 14280
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/4/2021)
RR
Alaska(1/4/2021)
RR
Arizona(7/31/2007)
RR
Arkansas(1/3/2020)
RR
California(7/31/2007)
RR
Colorado(1/12/2009)
RR
Connecticut(7/31/2007)
RR
Delaware(1/4/2021)
RR
District of Columbia(1/6/2021)
RR
Florida(7/31/2007)
RR
Georgia(7/31/2007)
RR
Idaho(3/17/2020)
RR
Illinois(1/6/2021)
RR
Kentucky(1/6/2021)
RR
Maine(7/17/2020)
RR
Maryland(1/12/2012)
RR
Massachusetts(7/31/2007)
RR
Missouri(1/4/2021)
RR
Montana(1/4/2021)
RR
Nebraska(5/24/2023)
RR
Nevada(3/30/2020)
RR
New Hampshire(1/4/2021)
RR
New Jersey(7/31/2007)
RR
New Mexico(1/4/2021)
RR
New York(7/31/2007)
RR
North Carolina(12/16/2014)
RR
Ohio(10/2/2019)
RR
Oklahoma(1/4/2021)
RR
Oregon(1/4/2021)
RR
Pennsylvania(7/31/2007)
RR
Rhode Island(8/13/2019)
RR
South Carolina(7/31/2007)
RR
Texas(7/16/2020)
IAR
Texas(4/3/2024)
RR
Utah(1/6/2020)
RR
Virginia(7/31/2007)
RR
Washington(2/9/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
501 North Broadway, St Louis, MO 63102
Mailing Address
501 North Broadway, St. Louis, MO 63102
Phone number
(314) 342-2000
Established
Missouri since 02/20/1900
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
6,464
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STIFEL FINANCIAL CORP. | SHAREHOLDER | |
| AYD, PAUL JOSEPH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2963853 |
| BRIGHT, GEOFFREY CLYDE JR | CHIEF COMPLIANCE OFFICER - PRIVATE CLIENT GROUP | 4696103 |
| BROOKS, PATRICK RODGERS | ROSFP - CAPITAL MARKETS | 2223412 |
| DODSON, CHARLES EDWARD | CCO ADVISORY SERVICES | 1744430 |
| FISHER, MARK PHILIP | GENERAL COUNSEL, SECRETARY | 4970942 |
| HYDE, GINA ELIZABETH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2812751 |
| KRUSZEWSKI, RONALD JAMES | PRESIDENT, CHIEF EXECUTIVE OFFICE & CHAIRMAN OF THE BOARD | 1434827 |
| MELINGER, ADAM SCOTT | ROSFP - PCG | 2373020 |
| NOLL, DOUGLAS WAYNE | PRINCIPAL OPERATIONS OFFICER | 1614129 |
| RAYMOND, CHARLES BRADFORD GREEN | CO-HEAD GLOBAL INSTITUTIONAL EQUITIES & ADVISORY | 2796106 |
| SCHRICK, FREDERICK RICHARD | PRINCIPAL FINANCIAL OFFICER | 5636488 |
| SLINEY, DAVID DEAN | SENIOR VICE PRESIDENT & DIRECTOR | 2276514 |
| ZEMLYAK, JAMES MARK | EXECUTIVE VICE PRESIDENT & DIRECTOR | 1586132 |
Regulatory assets under management
| Total Number of Accounts | 368,405 |
| AUM (Assets Under Management) | $ 171,209,609,487 |
Disclosures
| Regulatory Event | 168 |
| Civil Event | 2 |
| Arbitration | 60 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/18/2024 | ||
| 12/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
