Darin S. Ackerman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darin Scott Ackerman, who also goes by Darin Ackerman, was a registered financial professional .
Darin is a previously registered financial professional and started their career in finance in 2010. Darin had worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2017 - July 1, 2024
PARKMAN WHALING SECURITIES LLC
February 27, 2014 - July 10, 2017
IMPERIAL CAPITAL, LLC
November 16, 2010 - March 4, 2014
B. RILEY WEALTH MANAGEMENT
State Registrations and Notice Filings
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Exams
Current Firm
PARKMAN WHALING SECURITIES LLC
CRD#: 145342 / SEC#: , 8-67723
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMPBELL, BRUCE EMERSON III | CHIEF COMPLIANCE OFFICER | 5459992 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
