Michael W. Walker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Wayne Walker was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1989. Michael had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 1996 - December 11, 2017
CLARY INVESTMENT AND INSURANCE PLANNING CORP.
August 29, 1990 - August 3, 1995
BOLTON GLOBAL CAPITAL
June 20, 1989 - September 26, 1989
IDS LIFE INSURANCE COMPANY
June 20, 1989 - September 26, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CLARY INVESTMENT AND INSURANCE PLANNING CORP.
CRD#: 38654 / SEC#: , 8-48346
Contact information
Documents
Red Flags
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