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Stuart Brian Hindemit

CRD# 1925755·Registered 1989 - 2015
Previously Registered: Being a previously registered professional could mean that Stuart is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Stuart Brian Hindemit was a registered financial advisor. Stuart was a previously registered financial professional and started their career in finance 1989 - 2015. Stuart had worked at 4 firms and has passed the Series 65, Series 63, Series 6, Series 22, Series 27, Series 24 and Series 39 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

HORTER INVESTMENT MANAGEMENT, LLC·CRD# 119880
RIA
Orange, CA
January 19, 2015 - August 5, 2015
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
June 15, 1993 - July 23, 1993
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
June 15, 1993 - July 23, 1993
CONLI, MICHAELS, INC.·CRD# 18257
BD
February 17, 1989 - December 5, 1989

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Current Firm

HI
HORTER INVESTMENT MANAGEMENT, LLC

ABSOLUTE WEALTH MANAGEMENT GROUP | WLEM FINANCIAL ADVISORS | WEALTH MAX FINANCIAL GROUP | TIDMORE FINANCIAL | STEPHEN DISSETTE & ASSOCIATES | SNYDER FINANCIAL, INC. | SAFE HARBOR FINANCIAL | ROADMAP FINANCIAL CONSULTING, LLC | PERLIN RETIREMENT SOLUTIONS | OCASIO FINANCIAL SERVICES, LLC | MARRA FINANCIAL GROUP | LIGHTFIELD WEALTH MANAGEMENT | LAMB CAPITAL, LLC | JENSEN FINANCIAL GROUP | HORTER, DREW KENT | HORTER INVESTMENT MANAGEMENT, LLC | HORTER INVESTMENT MANAGEMENT | HORTER FINANCIAL STRATEGIES, LLC | HORTER DREW KENT | HORTER ASSET MANAGEMENT | GEITGEY FINANCIAL SERVICES | GEFF LEWIS AND ASSOCIATES | GATLIN FINANCIAL SERVICES | FINANCIAL FREEDOM PARTNERS, LLC | ECCARIUS FINANCIAL | DEFENSE FIRST FINANCIAL | CROIX RIVER WEALTH MANAGEMENT | CELTIC GUARD FINANCIAL PLANNING | APPLIED CONCEPTS FINANCIAL SERVICS

CRD#: 119880 / SEC#: 801-67471
RIA
Registered Investment Advisory firm - SEC (1/12/2007 Approved)
California
Registered Investment Advisory firm - California (1/31/2007 Terminated)
Delaware
Registered Investment Advisory firm - Delaware (4/23/2007 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (1/31/2007 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (1/31/2007 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

11726 Seven Gables Rd Symmes Township, Cincinnati, OH 45249

Phone Number

(513) 984-9933

# of Employees

43

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HIM ADV PART 2A_2026 (3/16/2026)

Regulatory Assets Under Management

Total Number of Accounts

2,296

AUM (Assets Under Management)

$314,499,558

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
03/19/2026Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HORTER INVESTMENT MANAGEMENT, LLC

ABSOLUTE WEALTH MANAGEMENT GROUP | WLEM FINANCIAL ADVISORS | WEALTH MAX FINANCIAL GROUP | TIDMORE FINANCIAL | STEPHEN DISSETTE & ASSOCIATES | SNYDER FINANCIAL, INC. | SAFE HARBOR FINANCIAL | ROADMAP FINANCIAL CONSULTING, LLC | PERLIN RETIREMENT SOLUTIONS | OCASIO FINANCIAL SERVICES, LLC | MARRA FINANCIAL GROUP | LIGHTFIELD WEALTH MANAGEMENT | LAMB CAPITAL, LLC | JENSEN FINANCIAL GROUP | HORTER, DREW KENT | HORTER INVESTMENT MANAGEMENT, LLC | HORTER INVESTMENT MANAGEMENT | HORTER FINANCIAL STRATEGIES, LLC | HORTER DREW KENT | HORTER ASSET MANAGEMENT | GEITGEY FINANCIAL SERVICES | GEFF LEWIS AND ASSOCIATES | GATLIN FINANCIAL SERVICES | FINANCIAL FREEDOM PARTNERS, LLC | ECCARIUS FINANCIAL | DEFENSE FIRST FINANCIAL | CROIX RIVER WEALTH MANAGEMENT | CELTIC GUARD FINANCIAL PLANNING | APPLIED CONCEPTS FINANCIAL SERVICS

CRD#: 119880 / SEC#: 801-67471
RIA
Registered Investment Advisory firm - SEC (1/12/2007 Approved)
California
Registered Investment Advisory firm - California (1/31/2007 Terminated)
Delaware
Registered Investment Advisory firm - Delaware (4/23/2007 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (1/31/2007 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (1/31/2007 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2014About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1989About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1993About the Series 6 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Feb 1989About the Series 22 exam

Series 27 — Financial and Operations Principal Examination

Passed Jul 1989About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jul 1989About the Series 24 exam

Series 39 — Direct Participation Programs Principal Examination

Passed Mar 1989About the Series 39 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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