James F. Russell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Frank Russell was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1989. James had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2007 - February 26, 2014
CE CAPITAL ADVISORS, INC.
May 6, 1992 - August 29, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 13, 1991 - May 14, 1997
CITICORP SECURITIES, INC.
April 21, 1989 - June 25, 1991
DB ALEX. BROWN LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CE CAPITAL ADVISORS, INC.
CRD#: 130959 / SEC#: , 8-66411
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
