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Mohammad Forouzmand

CRD# 1925388·Registered 1989 - 1990
Previously Registered: Being a previously registered professional could mean that Mohammad is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mohammad Forouzmand, who also goes by Mitch Forouzmand, was a registered financial advisor. Mohammad was a previously registered financial professional and started their career in finance 1989 - 1990. Mohammad had worked at 4 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mitch Forouzmand

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

KOBER FINANCIAL CORP.·CRD# 17551
BD
September 25, 1989 - August 24, 1990
L.M. DREW & ASSOCIATES·CRD# 16368
BD
August 22, 1989 - September 14, 1989
FIRM ONE SECURITIES, INCORPORATED·CRD# 13531
BD
August 11, 1989 - September 26, 1989
QUEST CAPITAL STRATEGIES, INC.·CRD# 16783
BD
June 21, 1989 - August 7, 1989

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Current Firm

KF
KOBER FINANCIAL CORP.

KOBER FINANCIAL CORP | KOBER FINANCIAL CORP.

CRD#: 17551 / SEC#: 8-35274
BD
Cancelled by SEC on 05/17/1995

Contact Information

Established

Colorado since 09/13/1985

Firm Type

Corporation

Fiscal Year End

February

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1989About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1989About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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