Steven R. Starker

BTIG

Miami, FL 33139

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CRD#: 1925359

Professional summary

Steven Robert Starker is a registered financial professional currently at BTIG, LLC located in Miami, Florida and BAYRIDGE SECURITIES, LLC located in New York, New York.

Steven is registered as a RR (Registered Representative) and started their career in finance in 1989. Steven has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 17, 2003 - Present

BTIG, LLC

Office #1: 2340 Collins Ave Suite 401, Miami, FL 33139

CRD#: 122225

Miami, FL

Current

January 31, 2011 - Present

BAYRIDGE SECURITIES, LLC

Office #1: Park Avenue Tower 65 East 55th Street, New York, NY 10022

CRD#: 155765

New York, NY

Past

May 23, 2003 - November 25, 2003

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

CRD#: 3466

NEW YORK, NY

Past

September 9, 2002 - May 28, 2003

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

February 26, 2002 - June 6, 2003

SLK INDEX SPECIALISTS, LLC

CRD#: 31306

NEW YORK, NY

Past

February 23, 1989 - September 9, 2002

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

CRD#: 3466

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/17/2003)

Colorado
(4/28/2011)

Connecticut
(6/18/2007)

Delaware
(10/29/2004)

Florida
(1/11/2018)

Illinois
(11/17/2003)

Massachusetts
(11/14/2008)

Minnesota
(11/24/2008)

New Jersey
(1/16/2004)

New York
(11/17/2003)

Ohio
(9/7/2016)

Pennsylvania
(4/20/2010)

Texas
(11/14/2008)

Virginia
(4/28/2011)

Exams

State Security Law Exam

Series 63

Date: 3/24/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/14/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 2/11/1989

General Securities Representative Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

MEMX LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq Stock Market

Current Firm

BAYRIDGE SECURITIES, LLC

CRD#: 155765 / SEC#: , 8-68739

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

350 Bush Street, San Francisco, CA 94104

Mailing Address

350 Bush Street, San Francisco, CA 94104

Phone number

(415) 248-5570

Established

Delaware since 10/07/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CONDOR TRADING L.P.	MEMBER
JABER, KAREEM IZZIDDIN	CFO/FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	5467297
LEROY, ANTON MAURICE	CEO/MANAGING MEMBER	2862204
MAHON, DONALD LEE	CCO/MANAGING MEMBER	2890417

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Steven R. Starker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven Robert Starker's CRS (Customer Relationship Summary).

Certified licenses

Experience

BAYRIDGE SECURITIES, LLC

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

GOLDMAN SACHS & CO. LLC

SLK INDEX SPECIALISTS, LLC

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/24/1994

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 3/14/2000

Series 7

Date: 2/11/1989

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

Investors' Exchange LLC

MEMX LLC

NYSE Arca, Inc.

Nasdaq ISE, LLC

Nasdaq Stock Market

Current Firm

BAYRIDGE SECURITIES, LLC

Contact information

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BAYRIDGE SECURITIES, LLC

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