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Cliff J Leiker

CJL QUANTUM ANALYTICS
FAIR OAKS, CA
·CRD# 1925266·37 years experience

Professional Summary

Cliff J Leiker, who also goes by Cliff J Leiker, Cliff Leiker, Clifford Joseph Leiker Jr, is a registered financial advisor currently at CJL QUANTUM ANALYTICS located in Fair Oaks, California. Cliff is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Cliff has worked at 6 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Cliff J Leiker, Cliff Leiker, Clifford Joseph Leiker Jr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

CJL QUANTUM ANALYTICS·CRD# 330215
RIA
Fair Oaks, CA
June 19, 2024 - Present
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC·CRD# 174129
RIA
Fair Oaks, CA
October 17, 2023 - December 12, 2023
PFS INVESTMENTS INC.·CRD# 10111
BD
Roseville, CA
May 1, 2020 - May 26, 2023
CJL FINANCIAL, LLC·CRD# 116232
RIA
Topeka, KS
March 14, 2001 - December 31, 2004
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
February 17, 1989 - May 18, 1989
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
February 17, 1989 - May 18, 1989

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Current Firm

CQ
CJL QUANTUM ANALYTICS

CJL QUANTUM ANALYTICS | CLIFFORD JOSEPH LEIKER, DBA, CJL QUANTUM ANALYTICS | CLIFF J. LEIKER, DBA CJL QUANTUM ANALYTICS | CJL QUANTUM ANALYTICS, LLC

CRD#: 330215
California
Registered Investment Advisory firm - California (6/19/2024 Approved)

Contact Information

Main Address

Fair Oaks, CA

Phone Number

(916) 952-2691

# of Employees

1

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CJL QUANTUM FINANCIAL SERVICES, PC, NOT INVESTMENT RELATED, FAIR OAKS, CA 95628, SHAREHOLDER/PRESIDENT, 80 HOURS PER MONTH (40 HOURS PER MONTH DURING SECURITIES TRADING HOURS) CATHOLIC ORDER OF FORESTERS, NON-INVESTMENT RELATED, LIFE INSURANCE SALES AS A FRATERNAL AGENT. START DATE: 02/2024, 20 HOURS PER MONTH.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(6/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2023About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2020About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed May 2020About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2020About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1989About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Cliff J Leiker's CRS (Customer Relationship Summary).

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