Robin D. Gibbons

VOYA FINANCIAL ADVISORS

Ellicott City, MD

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CRD#: 1925143

Professional summary

Robin Denise Gibbons, who also goes by Robin Denise Brocious, Robin Denise Casto, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Ellicott City, Maryland.

Robin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Robin has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robin Denise Brocious | Robin Denise Casto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF ENTITY: Independent Insurance Agent; Yes; 3448 Ellicott Center Drive, Ste 202; Ellicott City; MD; 21043; Fixed Insurance Sales; Independent Insurance Agent; 9/17/2019; 160; 160; sales of fixed insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robin Denise Gibbons's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Robin Denise Gibbons's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 29, 2021 - Present

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

Ellicott City, MD

Current

August 7, 2019 - Present

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

Ellicott City, MD

Past

March 25, 2017 - June 28, 2019

MML INVESTORS SERVICES, LLC

CRD#: 10409

ELKRIDGE, MD

Past

March 27, 2015 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

ELKRIDGE, MD

Past

February 26, 2010 - March 30, 2015

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

LINTHICUM HEIGHTS, MD

Past

April 9, 2008 - July 1, 2009

LPL FINANCIAL LLC

CRD#: 6413

BETHESDA, MD

Past

March 25, 2008 - July 1, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

BETHESDA, MD

Past

July 3, 2002 - May 22, 2007

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

BOWIE, MD

Past

March 8, 2002 - May 22, 2007

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

BOWIE, MD

Past

May 1, 1995 - February 20, 2002

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882 / SEC#: 801-46585, 8-13987

RIA

Registered Investment Advisory firm - SEC (7/11/1994 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(3/2/2022)

Delaware
(1/10/2023)

District of Columbia
(8/8/2019)

Florida
(6/23/2021)

Maryland
(8/8/2019)

IAR

Maryland
(9/29/2021)

New Jersey
(5/7/2024)

North Carolina
(1/2/2025)

Ohio
(8/15/2025)

Pennsylvania
(8/7/2023)

Virginia
(9/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/30/2021

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/28/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 10/24/2005

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882 / SEC#: 801-46585, 8-13987

RIA

Registered Investment Advisory firm - SEC (7/11/1994 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One Orange Way, Windsor, CT 06095

Mailing Address

One Orange Way, Windsor, CT 06095

Phone number

+1 (800) 356-2906

Established

Minnesota since 04/26/1968

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

563

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: FIRM BROCHURE (12/10/2025)

PART 2A APPENDIX 1 OF FORM ADV: WRAP FEE PROGRAM BROCHURE (12/10/2025)

PART 2A APPENDIX OF FORM ADV: INVESTOR CHANNEL WRAP FEE PROGRAM BROCHURE (12/10/2025)

Direct owners and executive officers

Name	Position	CRD#
VOYA HOLDINGS INC.	100% SHAREHOLDER
BOHN, FREDERICK HENRY	CHIEF FINANCIAL OFFICER	5791728
DEPRATTI, JOHN J	VP, OPERATIONS PRINCIPAL	2927917
PAASCH, STEPHAN ANTHONY	CHIEF COMPLIANCE OFFICER	2968516
REILLY, JONATHAN FRANCIS	PRESIDENT	2039032

Regulatory assets under management

Total Number of Accounts	11,854
AUM (Assets Under Management)	$ 2,744,735,129

Disclosures

Regulatory Event	36
Arbitration	9

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robin D. Gibbons

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robin Denise Gibbons's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Robin Denise Gibbons's CRS (Customer Relationship Summary).

Certified licenses

Experience

VOYA FINANCIAL ADVISORS, INC.

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

COMMONWEALTH FINANCIAL NETWORK

LPL FINANCIAL LLC

LPL FINANCIAL LLC

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

SUNAMERICA SECURITIES, INC.

Primary Firm SEC Registration

VOYA FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/30/2021

SIE

Date: 10/1/2018

Series 7

Date: 4/28/1995

Series 26

Date: 10/24/2005

FINRA

Current Firm

VOYA FINANCIAL ADVISORS, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

VOYA FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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