James M. Mclaughlin
Professional summary
James Mark Mclaughlin was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
James is a previously registered financial advisor and started their career in finance in 1989. Prior to being barred, James had worked at 5 firms, which includes J. MARK MCLAUGHLIN L.L.C., SECURITIES AMERICA INC., PRUDENTIAL EQUITY GROUP LLC, CITIGROUP GLOBAL MARKETS INC., LEHMAN BROTHERS INC..
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2001 - December 31, 2012
J. MARK MCLAUGHLIN, L.L.C.
October 6, 2000 - October 29, 2012
SECURITIES AMERICA, INC.
January 2, 1996 - October 11, 2000
PRUDENTIAL EQUITY GROUP, LLC
July 31, 1993 - January 22, 1996
CITIGROUP GLOBAL MARKETS INC.
September 19, 1989 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
J. MARK MCLAUGHLIN, L.L.C.
CRD#: 117612 / SEC#:
Contact information
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