Patrick A. Hook

NUVISION INVESTMENT ADVISORS

WOODLAND HILLS, CA

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CRD#: 1925062

Professional summary

Patrick Arthur Hook is a registered financial advisor currently at NUVISION INVESTMENT ADVISORS located in Woodland Hills, California.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Patrick has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Arthur Hook's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 12, 2002 - Present

NUVISION INVESTMENT ADVISORS

RIA

CRD#: 120764

WOODLAND HILLS, CA

Past

April 16, 2002 - December 31, 2004

SCOTT INVESTMENT ADVISORS, L.P.

RIA

CRD#: 110466

LONG BEACH, CA

Past

July 28, 1999 - February 3, 2000

PRINCIPAL FUNDS DISTRIBUTOR, INC.

CRD#: 43261

DES MOINES, IA

Past

April 29, 1996 - July 21, 1999

WM FUND SERVICES, INC.

CRD#: 30763

SEATTLE, WA

Past

March 21, 1989 - March 18, 1996

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

CRD#: 14229

NORTHRIDGE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/12/2002)

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Exams

State Security Law Exam

IAR

Series 66

Date: 3/20/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/18/1989

General Securities Representative Examination

Current Firm

NUVISION INVESTMENT ADVISORS

HOOK, PATRICK, ARTHUR | NUVISION INVESTMENT ADVISORS

CRD#: 120764 / SEC#:

California

Registered Investment Advisory firm - (10/24/2025 Termination Requested)

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Contact information

Main Address

Corona, CA

Mailing Address

P.o. Box 78025, Corona, CA 92877-0134

Phone number

(951) 520-8957

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick A. Hook

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Arthur Hook's CRS (Customer Relationship Summary).

Certified licenses

Experience

NUVISION INVESTMENT ADVISORS

SCOTT INVESTMENT ADVISORS, L.P.

PRINCIPAL FUNDS DISTRIBUTOR, INC.

WM FUND SERVICES, INC.

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 3/20/2002

Series 7

Date: 3/18/1989

Current Firm

NUVISION INVESTMENT ADVISORS

Contact information

Documents

Red Flags

Company Information

NUVISION INVESTMENT ADVISORS

TRUST BUT VERIFY

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