Timothy A. Thelen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Allen Thelen, who also goes by Timothy Allen Thelan, Tim Thelen, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1989. Timothy had worked at 7 firms and has passed the Series 63, Series 82TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2023 - August 22, 2023
AMERICAN TRUST INVESTMENT SERVICES, INC.
January 6, 2018 - March 10, 2023
AEON CAPITAL INC
May 27, 2013 - January 29, 2018
ACCELERATED CAPITAL GROUP
October 23, 2006 - May 11, 2012
NEXT FINANCIAL GROUP, INC.
August 23, 1994 - September 11, 2006
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
January 18, 1991 - August 30, 1994
MARQUETTE FINANCIAL GROUP, INC.
March 23, 1989 - April 14, 1989
WAINWRIGHT, AUSTIN, STONE & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 5/16/2023
Limited Representative-Private Securities OfferingsCurrent Firm
AMERICAN TRUST INVESTMENT SERVICES, INC.
CRD#: 3001 / SEC#: , 8-14394
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
