David E. Macias
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Eizy Macias was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1990. David had worked at 14 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 2009 - October 10, 2012
R.M. STARK & CO., INC.
October 20, 2003 - November 21, 2003
NATIONAL SECURITIES CORPORATION
November 15, 2001 - November 6, 2003
STERLING FINANCIAL INVESTMENT GROUP, INC.
March 6, 2000 - July 5, 2000
COUCH & COMPANY, INCORPORATED
January 19, 2000 - February 29, 2000
PROVIDENTIAL SECURITIES, INC.
November 4, 1999 - January 24, 2000
KOVACK SECURITIES INC.
April 22, 1998 - September 30, 1999
GKN SECURITIES CORP.
January 29, 1997 - January 29, 1998
NICHOLS, SAFINA, LERNER & CO. INC.
September 11, 1995 - September 26, 1996
GRUNTAL & CO., L.L.C.
April 25, 1995 - August 24, 1995
JOSEPH ROBERTS & CO., INC.
September 19, 1994 - July 11, 1995
HANOVER, STERLING & COMPANY LTD.
September 24, 1992 - August 18, 1994
GKN SECURITIES CORP.
October 11, 1991 - October 1, 1992
JOSEPHTHAL & CO., INC.
February 21, 1991 - October 22, 1991
JJC SECURITIES CO., INC.
May 24, 1990 - February 28, 1991
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
R.M. STARK & CO., INC.
CRD#: 7612 / SEC#: , 8-22543
Contact information
FINRA licenses (45 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
