TM
Thomas H. Macdonnell
CENTAURUS FINANCIAL
Williamsburg, VA 23185
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CRD#: 1924888
TM
Professional summary
Thomas Havell Macdonnell, ChFC®, who also goes by Mac Macdonnell, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Williamsburg, Virginia.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Thomas has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mac Macdonnell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AGENT, JAMESTOWN FINANCIAL GROUP, 1321 JAMESTOWN ROAD, SUITE #203, WILLIAMSBURG, VA 23185. NON INVESTMENT RELATED SINCE 08/2006 AND I SPEND APPROX. 10 HOURS PER MONTH ON THIS ACTIVITY. SALES AND SERVICE OF INDIVIDUAL AND GROUP HEALTH INSURANCE PRODUCTS, INCLUDING MEDICARE HEALTH PLANS.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Havell Macdonnell's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Thomas Havell Macdonnell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 8, 2006 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 1321 Jamestown Road Suite #203, Williamsburg, VA 23185RIA
BD
CRD#: 30833
Williamsburg, VA
Current
August 8, 2006 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 1321 Jamestown Road Suite #203, Williamsburg, VA 23185RIA
BD
CRD#: 30833
Williamsburg, VA
Past
December 2, 1999 - August 9, 2006
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
WILLIAMSBURG, VA
Past
March 21, 1997 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
March 21, 1997 - August 9, 2006
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
WILLIAMSBURG, VA
Past
March 28, 1989 - August 17, 1993
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
March 28, 1989 - August 17, 1993
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/14/2020)
RR
Georgia(5/1/2023)
RR
New Jersey(4/13/2012)
IAR
New Jersey(7/20/2016)
RR
North Carolina(3/21/2022)
IAR
North Carolina(10/29/2025)
RR
Virginia(8/8/2006)
IAR
Virginia(8/8/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CENTAURUS FINANCIAL, INC.
CRD#: 30833Williamsburg, VA 23185TRUST BUT VERIFY
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