Leslie C. Lunsford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leslie Craig Lunsford, who also goes by Craig Lunsford, was a registered financial professional .
Leslie is a previously registered financial professional and started their career in finance in 1989. Leslie had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 26, 1990 - February 12, 1991
GENERAL SECURITIES CORP
July 25, 1990 - November 19, 1990
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
March 29, 1990 - May 21, 1990
BLUNT ELLIS & LOEWI INCORPORATED
January 25, 1990 - February 24, 1990
STIFEL, NICOLAUS & COMPANY, INCORPORATED
August 22, 1989 - January 27, 1990
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GENERAL SECURITIES CORP
CRD#: 15062 / SEC#: , 8-31654
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAVING STREET CHILDREN INC | PRIVATE NON-PROFIT FOUNDATION | |
| MILLER, DAVID SCHUMWAY | PRESIDENT/CCO | 334607 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
