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Leslie Craig Lunsford

CRD# 1924881·Registered 1989 - 1991
Previously Registered: Being a previously registered professional could mean that Leslie is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Leslie Craig Lunsford, who also goes by Craig Lunsford, was a registered financial advisor. Leslie was a previously registered financial professional and started their career in finance 1989 - 1991. Leslie had worked at 5 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Craig Lunsford

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

GENERAL SECURITIES CORP·CRD# 15062
BD
November 26, 1990 - February 12, 1991
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.·CRD# 13609
BD
July 25, 1990 - November 19, 1990
BLUNT ELLIS & LOEWI INCORPORATED·CRD# 7580
BD
March 29, 1990 - May 21, 1990
STIFEL, NICOLAUS & COMPANY, INCORPORATED·CRD# 793
BD
January 25, 1990 - February 24, 1990
HIBBARD BROWN & CO., INC.·CRD# 18246
BD
August 22, 1989 - January 27, 1990

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Current Firm

GS
GENERAL SECURITIES CORP

GENERAL SECURITIES CORP

CRD#: 15062 / SEC#: 8-31654
BD
Terminated by SEC on 12/05/2025

Contact Information

Established

Missouri since 04/03/1984

Firm Type

Corporation

Fiscal Year End

July

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
SAVING STREET CHILDREN INCPRIVATE NON-PROFIT FOUNDATION—
MILLER, DAVID SCHUMWAYPRESIDENT/CCO334607

Disclosures

Regulatory Event

9

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1989About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1989About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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