Andrew W. Holtmeyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Walter Holtmeyer was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1989. Andrew had worked at 14 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2011 - August 2, 2011
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
June 1, 2010 - October 5, 2010
GLOBAL ARENA CAPITAL CORP
November 21, 2007 - April 3, 2008
CLARK DODGE & CO., INC.
January 26, 2007 - November 8, 2007
WESTOR CAPITAL GROUP, INC.
August 17, 2004 - February 28, 2005
ARJENT LTD.
February 5, 2004 - August 11, 2004
LH ROSS & COMPANY, INC.
July 7, 2003 - February 2, 2004
CONTINENTAL BROKER-DEALER CORP.
August 27, 2001 - June 17, 2003
CLARK STREET CAPITAL, INC.
July 21, 2000 - April 24, 2001
GLOBAL CAPITAL SECURITIES CORPORATION
February 24, 1998 - February 16, 2000
NEW TIMES SECURITIES SERVICES, INC.
February 8, 1991 - February 27, 1998
CONTINENTAL BROKER-DEALER CORP.
June 28, 1990 - November 30, 1990
THE STUART-JAMES COMPANY, INCORPORATED
May 4, 1990 - July 2, 1990
ROBERT TODD FINANCIAL CORP.
January 25, 1990 - June 4, 1990
VANDERBILT SECURITIES, INC.
March 21, 1989 - February 15, 1990
J. T. MORAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
CRD#: 130390 / SEC#: , 8-66335
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RETHINK, LLC | OWNER | |
| ATKINS, BRADLEY DALE | OWNER | 2963790 |
| SHANAHAN, DANIEL JAMES | CHIEF EXECUTIVE OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | PRINCIPAL OPERATIONS OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | CHIEF COMPLIANCE OFFICER | 3277912 |
| WOODWARD, CASSANDRA TALEEN | CHIEF FINANCIAL OFFICER | 2956369 |
| WOODWARD, CASSANDRA TALEEN | PRINCIPAL FINANCIAL OFFICER & FINOP | 2956369 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
