Peter T. Santry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Timmins Santry was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1989. Peter had worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2021 - October 5, 2023
LIATI CAPITAL, LLC
November 20, 2017 - April 3, 2018
AVALON SECURITIES, LTD.
April 1, 2014 - December 18, 2015
GUGGENHEIM SECURITIES, LLC
June 13, 2013 - March 18, 2014
FM PARTNERS HOLDINGS LLC
October 5, 2010 - April 3, 2012
JEFFERIES HIGH YIELD TRADING, LLC
September 16, 2010 - April 3, 2012
JEFFERIES LLC
April 28, 2009 - May 26, 2010
CHAPDELAINE TULLETT PREBON, LLC
July 26, 1995 - April 22, 2009
BANC OF AMERICA SECURITIES LLC
February 25, 1989 - April 12, 1995
DB ALEX. BROWN LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 5/24/2006
Limited Representative-Equity Trader ExamCurrent Firm
LIATI CAPITAL, LLC
CRD#: 103958 / SEC#: , 8-52447
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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