Gerald K. Parchment
Professional summary
Gerald Keith Parchment, who also goes by Gerald Keith Parchment Jr, Jerry Parchment Jr, is a registered financial professional currently at SPARTAN CAPITAL SECURITIES, LLC located in New York, New York.
Gerald is registered as a RR (Registered Representative) and started their career in finance in 2000. Gerald has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 99, Series 55 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gerald Keith Parchment's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 20, 2015 - Present
SPARTAN CAPITAL SECURITIES, LLC
Office #1: 45 Broadway 19th Floor, New York, NY 10006November 14, 2012 - July 18, 2013
COHEN & COMPANY SECURITIES, LLC
August 24, 2011 - July 24, 2012
RODMAN & RENSHAW, LLC
December 13, 2001 - August 2, 2011
CANTOR FITZGERALD & CO.
November 20, 2000 - April 11, 2001
CROWN FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/20/2015)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/19/2000
Limited Representative-Equity Trader ExamSeries 62
Date: 11/17/2000
Corporate Securities Limited Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
SPARTAN CAPITAL SECURITIES, LLC
CRD#: 146251 / SEC#: , 8-67801
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SPARTAN CAPITAL HOLDINGS, LLC | OWNER | |
| BASIS, THEOLOGOS STAVROS | CHIEF COMPLIANCE OFFICER / AML OFFICER | 2574740 |
| DACOSTA, MAURICE MICHAEL | CFO / FINOP | 5500926 |
| HEILPERN, GERALD MARTIN | MUNICIPAL SECURITIES PRINCIPAL | 241803 |
| LOWRY, JOHN DENNIS | CEO/MANAGING MEMBER | 4336146 |
| MONCHIK, KIM MARIE | CAO | |
| SNOOZY, MARK JAMES | ROSFP | 2822325 |
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 4 |
Red Flags
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