Mark K. Derolf

COMHAR CAPITAL MARKETS

Wilmette, IL 60091

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CRD#: 1924355

Professional summary

Mark Kenneth Derolf, who also goes by Mark Derolf, is a registered financial professional currently at COMHAR CAPITAL MARKETS, LLC located in Wilmette, Illinois and ACS EXECUTION SERVICES, LLC located in Red Bank, New Jersey.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1994. Mark has worked at 15 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7, Series 14, Series 24, Series 30 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mark Derolf

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Kenneth Derolf's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 16, 2015 - Present

COMHAR CAPITAL MARKETS, LLC

Office #1: 1000 Skokie Boulevard Suite Ll33, Wilmette, IL 60091

CRD#: 47955

Wilmette, IL

Current

November 13, 2015 - Present

ACS EXECUTION SERVICES, LLC

Office #1: 12 Broad Street, Red Bank, NJ 07701

CRD#: 17972

Red Bank, NJ

Current

May 1, 2024 - Present

CODA MARKETS, INC.

Office #1: 1000 Skokie Blvd. Suite Ll33, Wilmette, IL 60091

CRD#: 36187

Wilmette, IL

Past

March 6, 2017 - March 22, 2024

ZIV INVESTMENT COMPANY

CRD#: 4316

CHICAGO, IL

Past

February 7, 2013 - July 17, 2013

IMM EXECUTION SERVICES LLC

CRD#: 159234

CHICAGO, IL

Past

August 30, 2012 - February 23, 2016

ESSEX RADEZ LLC

CRD#: 34649

CHICAGO, IL

Past

December 18, 2008 - January 18, 2013

CHICAGO CAPITAL MANAGEMENT, L.P.

CRD#: 44342

CHICAGO, IL

Past

August 22, 2006 - December 20, 2006

LIGHTSPEED TRADING, LLC

CRD#: 131703

CHICAGO, IL

Past

August 12, 2003 - September 29, 2004

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

January 8, 2003 - June 4, 2003

NEWEDGE FINANCIAL INC.

CRD#: 27322

CHICAGO, IL

Past

February 22, 2002 - July 24, 2002

STARFN

CRD#: 7192

CHICAGO, IL

Past

February 14, 2001 - January 3, 2003

MEMPHIS CAPITAL

CRD#: 8564

MEMPHIS, TN

Past

February 19, 1997 - February 8, 1999

ROSENTHAL COLLINS SECURITIES, L.L.C

CRD#: 41915

CHICAGO, IL

Past

March 25, 1996 - December 31, 1996

GLOBAL INVESTMENT SERVICES, INC.

CRD#: 35752

Past

December 16, 1994 - March 25, 1996

REPUBLIC SECURITIES, INC.

CRD#: 15043

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(11/13/2015)

Illinois
(5/1/2024)

New Jersey
(2/17/2016)

New York
(2/29/2016)

Exams

State Security Law Exam

Series 63

Date: 8/2/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/23/2010

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 12/21/2010

General Securities Principal Examination

Principal/Supervisory Exam

Series 30

Date: 7/22/2010

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 27

Date: 12/13/1994

Financial and Operations Principal Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq Stock Market

Current Firm

CODA MARKETS, INC.

CODA MARKETS, INC. | PDQ ATS, INC. | PB TRADE LTD | IMPERIAL INVESTMENTS LTD. | IMPERIAL INVESTMENTS LLC

CRD#: 36187 / SEC#: , 8-47077

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

1000 Skokie Blvd. Suite Ll33, Wilmette, IL 60091

Mailing Address

Po Box 2326 2326, Glenvview, IL 60025

Phone number

(872) 205-0187

Established

Connecticut since 10/22/1993

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ACS GLOBAL HOLDINGS, LLC	SHAREHOLDER
DEROLF, MARK KENNETH	CHIEF COMPLIANCE OFFICER	1924355
LANG, TIMOTHY JUDE	CHIEF EXECUTIVE OFFICER	1109356
MITCHELL, RYAN PATRICK	SENIOR MANAGING DIRECTOR	6468380
MURPHY, KRISTEN	FINANCIAL OPERATIONS PRINCIPAL	2287252

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark K. Derolf

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Kenneth Derolf's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACS EXECUTION SERVICES, LLC

CODA MARKETS, INC.

ZIV INVESTMENT COMPANY

IMM EXECUTION SERVICES LLC

ESSEX RADEZ LLC

CHICAGO CAPITAL MANAGEMENT, L.P.

LIGHTSPEED TRADING, LLC

ABN AMRO INCORPORATED

NEWEDGE FINANCIAL INC.

STARFN

MEMPHIS CAPITAL

ROSENTHAL COLLINS SECURITIES, L.L.C

GLOBAL INVESTMENT SERVICES, INC.

REPUBLIC SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/2/2011

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/23/2010

Series 14

Date: 1/2/2023

Series 24

Date: 12/21/2010

Series 30

Date: 7/22/2010

Series 27

Date: 12/13/1994

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

Investors' Exchange LLC

NYSE Arca, Inc.

Nasdaq BX, Inc.

Nasdaq Stock Market

Current Firm

CODA MARKETS, INC.

Contact information

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CODA MARKETS, INC.

TRUST BUT VERIFY

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