Manuel Soto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Manuel Soto JR., who also goes by Manuel Soto Jr, Manuel Soto Jr., was a registered financial professional .
Manuel is a previously registered financial professional and started their career in finance in 1995. Manuel had worked at 8 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2020 - August 1, 2024
VIRTU AMERICAS LLC
March 28, 2017 - February 15, 2018
MATRIX EXECUTIONS, LLC
December 14, 2011 - November 3, 2020
VIRTU ALTERNET SECURITIES LLC
June 23, 2008 - June 1, 2020
VIRTU ITG LLC
November 9, 2001 - May 30, 2008
KV EXECUTION SERVICES LLC
January 2, 2001 - January 18, 2001
BEAR WAGNER SPECIALISTS LLC
October 1, 2000 - January 2, 2001
HUNTER SPECIALISTS, LLC
October 3, 1995 - October 31, 1995
REPUBLIC NEW YORK SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
VIRTU AMERICAS LLC
CRD#: 149823 / SEC#: , 8-68193
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 57 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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