Sulang Eng
Professional summary
Sulang Eng, who also goes by Sue Eng, is a registered financial professional currently at BGC FINANCIAL, L.P. located in New York, New York and CANTOR FITZGERALD & CO. located in New York, New York.
Sulang is registered as a RR (Registered Representative) and started their career in finance in 1993. Sulang has worked at 13 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 7, Series 55 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sulang Eng's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2013 - Present
BGC FINANCIAL, L.P.
Office #1: 199 Water Street 19th Floor, New York, NY 10038March 1, 2018 - Present
CANTOR FITZGERALD & CO.
Office #1: 110 East 59th Street 4th Floor, New York, NY, 10022August 7, 2019 - Present
CF SECURED, LLC
Office #1: 110 East 59th Street 4th Floor, New York, NY 10022August 7, 2019 - Present
FMX EXECUTION, LLC
Office #1: 55 Water Street, New York, NY 10041August 7, 2019 - Present
GFI SECURITIES LLC
Office #1: 55 Water Street 10th Floor, New York, NY 10041August 7, 2019 - Present
MINT BROKERS
Office #1: 55 Water Street 10th Floor, New York, NY 10038August 7, 2019 - May 27, 2020
CFWP SECURITIES, LLC
August 7, 2019 - September 17, 2020
CASTLEOAK SECURITIES, LP
August 7, 2019 - July 1, 2021
SUNRISE BROKERS LLC
August 7, 2019 - September 19, 2022
AQUA SECURITIES L.P.
May 15, 2012 - January 17, 2013
BGC FINANCIAL, L.P.
April 26, 2010 - April 25, 2012
ACCESS SECURITIES, LLC
July 1, 2002 - April 19, 2010
TULLETT PREBON FINANCIAL SERVICES LLC
June 8, 1993 - January 9, 2002
NATIXIS SECURITIES AMERICAS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/29/2013)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 12/11/1998
Limited Representative-Equity Trader ExamSeries 62
Date: 6/7/1993
Corporate Securities Limited Representative ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
MINT BROKERS
CRD#: 13681 / SEC#: , 8-29616
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MINT BROKERS HOLDINGS I, LLC | LIMITED PARTNER | |
| ABULARRAGE, JOHN JOSEPH | CHIEF EXECUTIVE OFFICER | 3265633 |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| LEWIS, THOMAS JOSEPH | MANAGING DIRECTOR FIXED INCOME AND COMMODITIES | 2684821 |
| LYNCH, MARTIN | CHIEF OPERATING OFFICE | 5612726 |
| MINT BROKERS HOLDING II, LLC | GENERAL PARTNER | |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
