LC
Lindy B. Clark
TRANSAMERICA FINANCIAL ADVISORS | Investment Advisor Representative
Portland, OR 97224
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CRD#: 1924181
LC
Professional summary
Lindy Butler Clark, who also goes by Linda Butler, Lindy Butler, Lindy Butler Jarzombek, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Portland, Oregon.
Lindy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Lindy has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Linda Butler | Lindy Butler | Lindy Butler Jarzombek
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. WealthWavePortlandOregonUnited StatesYesNone 01/2016PRESENT Marker Ranch and Vineyard/ 0422-Present / Investment Related: No / 1484 CO Rd. 2585 Alvord, TX 76225 / Server / Ranch and winery / Hrs. Work Monthly: 5 / Sec Trading Hrs: 0/ I greet guest and serve. Netlaw, Inc. / 0117-present / INVESTMENT RELATED: NO /12910 Shelbyville Road, suite 124 Louisville, KY 40243/ Agent / Estate Planning / hrs work monthly: 1 / Sec trading hrs: 1 / Referral only /approved with restrictions DI BROKER WEST/NO/8100 SW NYBERT ST #220 TUALATIN OR 97062/01/01/2009/CONTRACTOR/DISABILITY INSURANCE/1/0/DUTIES AS NEEDED/APPROVED WITH RESTRICTIONS LFS (Lifestyle Financial Strategies, INC), LLC/yes/Portland, OR/01-1998/OWNER-PRESIDENT/THIS IS A PASSTHROUGH ENTITY FOR TAX PURPOSES VARIOUS RENTAL PROPERTIES/NO/7905 SW 184TH AVE ALOHA,OR 97007/PART OWNER OF RENTAL HOUSES/RESPONISBLE FOR COLLECTING RENTS,MAINTAINING PROPORTIES, PAYING BILLS COMBINED BENEFITS UNITED POSITION: Independent Agent NATURE: Medicare Support Sales INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/13/2025 ADDRESS: 77 Water Street, Hallowell ME 04347, United States DESCRIPTION: Helping interested parties enroll in a Medicare plan of their choice.
CRS (Client Relationship Summary) - RIA
Click below to view Lindy Butler Clark's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Lindy Butler Clark's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 7421 Sw Bridgeport Rd, Portland, OR 97224RIA
BD
CRD#: 16164
Portland, OR
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 7421 Sw Bridgeport Rd, Portland, OR 97224RIA
BD
CRD#: 16164
Portland, OR
Past
August 14, 2006 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
PORTLAND, OR
Past
February 18, 2005 - August 23, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
PORTLAND, OR
Past
April 12, 2002 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
PORTLAND, OR
Past
August 8, 1994 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Past
September 28, 1992 - December 15, 1992
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
LINCOLN, NE
Past
September 5, 1991 - July 15, 1992
SWBC INVESTMENT COMPANY
BD
CRD#: 28861
Past
March 27, 1990 - September 13, 1991
SECURITIES MANAGEMENT & RESEARCH, INC.
BD
CRD#: 759
CEDAR RAPIDS, IA
Past
October 5, 1989 - April 2, 1990
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
March 6, 1989 - June 13, 1989
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(8/30/2018)
RR
Oregon(1/6/2012)
IAR
Oregon(1/6/2012)
IAR
Texas(12/11/2015)
RR
Washington(1/6/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
Investment Advisor RepresentativeCRD#: 16164Portland, OR 97224TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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