Mohammad A. Khan
Professional summary
Mohammad Ali Khan was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mohammad is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Mohammad had worked at 6 firms, which includes KLEIN MAUS & SHIRE INC., BARRETT DAY SECURITIES INC., COMMONWEALTH ASSOCIATES, SOUTH RICHMOND SECURITIES INC., THE PRUDENTIAL INSURANCE COMPANY OF AMERICA, PRUCO SECURITIES LLC..
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
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Experience
July 28, 1999 - July 28, 2000
KLEIN, MAUS & SHIRE INC.
April 5, 1995 - July 28, 1999
KLEIN, MAUS & SHIRE INC.
September 27, 1991 - March 10, 1995
BARRETT DAY SECURITIES, INC.
June 18, 1991 - November 8, 1991
COMMONWEALTH ASSOCIATES
January 24, 1990 - June 21, 1991
SOUTH RICHMOND SECURITIES, INC.
March 13, 1989 - January 19, 1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
March 13, 1989 - January 19, 1990
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
KLEIN, MAUS & SHIRE INC.
CRD#: 20527 / SEC#: , 8-38302
Contact information
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