Timothy W. Carney

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CRD#: 1923976

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Timothy William Carney was a registered financial professional .

Timothy is a previously registered financial professional and started their career in finance in 1989. Timothy had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 3, 2018 - October 28, 2019

HAMMOND ILES WEALTH ADVISORS

RIA

CRD#: 136372

South Burlington, VT

Past

October 1, 2018 - October 31, 2019

CEROS FINANCIAL SERVICES, INC.

CRD#: 37869

Wethersfield, CT

Past

June 24, 2009 - October 1, 2018

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

SOUTH BURLINGTON, VT

Past

February 21, 1995 - April 15, 2010

CARNEY ANTELL, LLC

RIA

CRD#: 116009

SOUTH BURLINGTON, VT

Past

April 24, 1992 - October 1, 2018

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

SOUTH BURLINGTON, VT

Past

March 22, 1990 - April 15, 1992

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

June 29, 1989 - March 10, 1990

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

March 28, 1989 - June 10, 1989

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

March 28, 1989 - June 10, 1989

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAMMOND ILES WEALTH ADVISORS

CRD#: 136372 / SEC#: 801-64528

RIA

Registered Investment Advisory firm - (7/20/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/20/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/25/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/23/1998

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/12/1995

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 11/30/1992

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 3/23/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HAMMOND ILES WEALTH ADVISORS

CRD#: 136372 / SEC#: 801-64528

RIA

Registered Investment Advisory firm - (7/20/2005 Approved)

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Contact information

Main Address

100 Great Meadow Road Suite 701, Wethersfield, CT 06109

Mailing Address

Phone number

(860) 258-2600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HAMMOND ILES WEALTH ADVISORS (4/4/2025)

Regulatory assets under management

Total Number of Accounts	2,063
AUM (Assets Under Management)	$ 387,374,168

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy W. Carney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CEROS FINANCIAL SERVICES, INC.

GROVE POINT INVESTMENTS, LLC

CARNEY ANTELL, LLC

GROVE POINT INVESTMENTS, LLC

GUARDIAN INVESTOR SERVICES LLC

MML INVESTORS SERVICES, LLC

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

HAMMOND ILES WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/20/1996

Series 63

Date: 1/25/1991

SIE

Date: 10/1/2018

Series 31

Date: 11/23/1998

Series 7

Date: 5/12/1995

Series 22

Date: 11/30/1992

Series 6

Date: 3/23/1989

Current Firm

HAMMOND ILES WEALTH ADVISORS

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HAMMOND ILES WEALTH ADVISORS

TRUST BUT VERIFY

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