Robert A. Denton

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CRD#: 1923886

Professional summary

Robert Alan Denton was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Robert is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Robert had worked at 4 firms, which includes BILTMORE SECURITIES INC., STRATTON OAKMONT INC., H.J. MEYERS & CO. INC., J. W. GANT & ASSOCIATES INC..

Question & Answer

Are you a "fiduciary"?

Aliases

Bob Denton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 7, 1992 - March 27, 1997

BILTMORE SECURITIES, INC.

CRD#: 25023

FT. LAUDERDALE, FL

Past

March 12, 1990 - July 14, 1992

STRATTON OAKMONT INC.

CRD#: 18692

LAKE SUCCESS, NY

Past

January 5, 1990 - March 6, 1990

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

Past

May 23, 1989 - January 11, 1990

J. W. GANT & ASSOCIATES, INC.

CRD#: 7963

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 6/15/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/20/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/19/1993

General Securities Principal Examination

Current Firm

BILTMORE SECURITIES, INC.

BILTMORE SECURITIES, INC | MIDAS INVESTMENT GROUP, INC. | BILTMORE SECURITIES, INC.

CRD#: 25023 / SEC#: , 8-41567

Terminated by SEC on 01/16/1999

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Contact information

Main Address

Mailing Address

Phone number

Established

Florida since 07/03/1989

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Red Flags

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Robert A. Denton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BILTMORE SECURITIES, INC.

STRATTON OAKMONT INC.

H.J. MEYERS & CO., INC.

J. W. GANT & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/15/1989

Series 7

Date: 5/20/1989

Series 24

Date: 5/19/1993

Current Firm

BILTMORE SECURITIES, INC.

Contact information

Documents

Red Flags

Company Information

BILTMORE SECURITIES, INC.

TRUST BUT VERIFY

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