Stephen Alan Jochnau

J.P. MORGAN SECURITIES LLC

PALM BEACH GARDENS, FL · CRD#

TRUIST ADVISORY SERVICES, INC.

PALM BEACH, FL · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

PALM BEACH GARDENS, FL · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

Delray Beach, FL · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

J.P. MORGAN SECURITIES LLC

PALM BEACH GARDENS, FL · CRD#

TRUIST ADVISORY SERVICES, INC.

PALM BEACH, FL · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

PALM BEACH GARDENS, FL · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

Delray Beach, FL · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

J.P. MORGAN SECURITIES LLC

PALM BEACH GARDENS, FL · CRD#

TRUIST ADVISORY SERVICES, INC.

PALM BEACH, FL · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

PALM BEACH GARDENS, FL · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

Delray Beach, FL · CRD#

Years of Experience

37 years registered in the securities industry

Current & Past Employments

Current

VIRTU AMERICAS LLCCurrent·CRD# 149823

BD

3835 Pga Blvd. Divosta Towers 6th Fl., Palm Beach Gardens, FL, 33410

July 2, 2012 - Present

Past

KNIGHT CAPITAL AMERICAS, L.P.Past·CRD# 38599

BD

Jersey City, NJ

July 24, 1995 - July 2, 2012

KNIGHT CAPITAL MARKETS LLCPast·CRD# 38379

BD

Jersey City, NJ

September 2, 2008 - December 31, 2010

GOLDMAN SACHS EXECUTION & CLEARING, L.P.Past·CRD# 3466

BD

New York, NY

March 29, 1989 - January 30, 1995

Similar Advisors

J.P. MORGAN SECURITIES LLC

PALM BEACH GARDENS, FL · CRD#

TRUIST ADVISORY SERVICES, INC.

PALM BEACH, FL · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

PALM BEACH GARDENS, FL · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

Delray Beach, FL · CRD#

Current Firm

VA

VIRTU AMERICAS LLC

KCG AMERICAS LLC | VIRTU AMERICAS LLC | KNIGHT EXECUTION & CLEARING SERVICES LLC | KNIGHT CLEARING SERVICES LLC | KNIGHT CAPITAL AMERICAS LLC

CRD#: 149823 / SEC#: 8-68193

BD

Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1633 Broadway 41st Floor, New York, NY 10019

Mailing Address

1633 Broadway 41st Floor, New York, NY 10019

Phone Number

(646) 682-6000

Established

Delaware since 02/06/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
VIRTU STRATEGIC HOLDINGS LLC.	OWNER	—
CAVOLI, STEPHEN JOHN	CEO	4468202
MILLER, JUSTIN WADE	CHIEF COMPLIANCE OFFICER	6418036
RUPPRECHT, NICHOLAS ANDREW	PRINCIPAL OPERATIONS OFFICER	5790389
SULLIVAN, JOHN GERALD	FINOP	4330347

Disclosures

Regulatory Event

79

Civil Event

1

Similar Advisors

J.P. MORGAN SECURITIES LLC

PALM BEACH GARDENS, FL · CRD#

TRUIST ADVISORY SERVICES, INC.

PALM BEACH, FL · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

PALM BEACH GARDENS, FL · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

Delray Beach, FL · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

J.P. MORGAN SECURITIES LLC

PALM BEACH GARDENS, FL · CRD#

TRUIST ADVISORY SERVICES, INC.

PALM BEACH, FL · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

PALM BEACH GARDENS, FL · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

Delray Beach, FL · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

New Jersey
(7/2/2012)

RR

New York
(7/2/2012)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 55 — Limited Representative-Equity Trader Exam

Passed Nov 1999

Series 7 — General Securities Representative Examination

Passed Feb 1989About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2002About the Series 24 exam

24X National Exchange LLC

SRO Registrations

BOX Exchange LLC

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe C2 Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

Long-Term Stock Exchange, Inc.

SRO Registrations

MEMX LLC

SRO Registrations

MIAX Emerald, LLC

SRO Registrations

MIAX PEARL, LLC

SRO Registrations

MIAX Sapphire

SRO Registrations

Miami International Securities Exchange, LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE National, Inc.

SRO Registrations

NYSE Texas, Inc.

SRO Registrations

Nasdaq GEMX, LLC

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq MRX, LLC

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

Nasdaq Texas, LLC

SRO Registrations

New York Stock Exchange

SRO Registrations

Texas Stock Exchange LLC

SRO Registrations

Similar Advisors

J.P. MORGAN SECURITIES LLC

PALM BEACH GARDENS, FL · CRD#

TRUIST ADVISORY SERVICES, INC.

PALM BEACH, FL · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

PALM BEACH GARDENS, FL · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

Delray Beach, FL · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Stephen Alan Jochnau's CRS (Customer Relationship Summary).

Similar Advisors

J.P. MORGAN SECURITIES LLC

PALM BEACH GARDENS, FL · CRD#

TRUIST ADVISORY SERVICES, INC.

PALM BEACH, FL · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

PALM BEACH GARDENS, FL · CRD#

AMERIPRISE FINANCIAL SERVICES, LLC

Delray Beach, FL · CRD#