Fernando E. Reategui
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fernando Enrique Reategui, who also goes by Fernando E Reategui, was a registered financial professional .
Fernando is a previously registered financial professional and started their career in finance in 1989. Fernando had worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2016 - September 30, 2025
THE LEADERS GROUP, INC.
January 16, 2014 - December 31, 2015
OSAIC SERVICES, INC.
April 11, 2011 - December 31, 2013
VOYA FINANCIAL ADVISORS, INC.
October 1, 2008 - April 15, 2009
J.P. MORGAN SECURITIES LLC
February 19, 2007 - October 1, 2008
J.P. MORGAN SECURITIES INC.
February 7, 2000 - June 30, 2005
AXCELUS FINANCIAL DISTRIBUTION COMPANY
February 10, 1998 - August 24, 1999
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
September 5, 1995 - January 12, 1998
MONY SECURITIES CORPORATION
August 27, 1993 - August 23, 1994
MML INVESTORS SERVICES, LLC
May 2, 1990 - March 17, 1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
May 2, 1990 - March 17, 1993
EQUITABLE ADVISORS, LLC
March 21, 1989 - April 7, 1990
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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