BA
Barry S. Arnold
GLOBAL VIEW CAPITAL MANAGEMENT LLC
Waukesha, WI 53188
Some features on this profile are disabled
CRD#: 1923367
BA
Professional summary
Barry S. Arnold, who also goes by B. Arnold, Barry Scott Arnold, Barry Arnold, is a registered financial advisor currently at GLOBAL VIEW CAPITAL MANAGEMENT LLC located in Waukesha, Wisconsin.
Barry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Barry has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
B. Arnold | Barry Scott Arnold | Barry Arnold
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[1] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 02-16-2017; APPROX. 20 ADVISORY HRS/MONTH; APPROX. 10 ADVISORY HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. [2] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC.; YES-INVESTMENT RELATED; HEADQUARTER ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 02-23-2017; APPROX. 20 HRS/MONTH; APPROX. 10 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS. [3] GLOBAL VIEW CAPITAL MANAGEMENT, LLC, AN AFFILIATE OF GLOBAL VIEW CAPTIAL ADVISORS, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: RIA FIRM; POSITION: INVESTMENT ADVISER REPRESENTATIVE 02.20.2017 - PRESENT AND CHIEF INVESTMENT OFFICER DECEMBER 2021 - PRESENT, SENIOR PORTFOLIO MANAGER 01.01.2021 TO DECEMBER 2021, PORTFOLIO MANAGER 02.01.2017 TO 12.31.2020, DIRECTOR OF RESEARCH 01.01.2018 - PRESENT AND RESEARCH ANALYST 02.01.2017 - 12.31.2017; STARTED: 02-01-2017; APPROX. 160 HRS/MONTH; APPROX. 160 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: PORTFOLIO CONSTRUCTION & MONITORING, DUE DILIGENCE OF THIRD PARTY MONEY MANAGERS, SIGNAL PROVIDERS, MUTUAL FUNDS AND EXCHANGE-TRADED FUNDS (ETF's) THAT GVCM MAY OFFER IN THE PORTFOLIOS. [4] NAAIM; YES-INVESTMENT RELATED; ADDRESS: 6732 W. COAL MINE AVENUE #446, LITTLETON, CO 80123; NATURE: NON-PROFIT 501(c) FIRM PROVIDING INVESTMENT SERVICES; POSITION: BOARD MEMBER; STARTED: 07.01.2022 AS A BOARD MEMBER AND ON 05.15.2023 BECAME THE TREASURER; 04.30.2024 BECAME THE PRESIDENT. APPROX. 3 HRS/MO DURING TRADING HRS; APPROX. 6 HRS/MO OUTSIDE TRADING HRS; RESPONSIBILITIES: ATTEND MEETINGS TO ASSIST IN DETERMINING OBJECTIVES AND FUTURE PLANNING OF NAAIM AND ALSO ATTEND COMMITTEE MEETINGS AND CONFERENCES FOR OUTLOOK AND UNCOMMON KNOWLEDGE. Will an IRS form for income earned be received: No; Contact person at the organization: Susan Truesdale; Website address for the organization: naaim.org [5] AXO- CLIENT ADVISORY BOARD; YES-INVESTMENT RELATED; ADDRESS: 7103 S. REVERE PARKWAY, CENTENIIAL, CO 80112; NATURE: FINANCIAL SERVICES-CUSTODIAN FOR RIA INDUSTRY ONLY, NO RETAIL; POSITION: CLIENT ADVISORY BOARD MEMBER; STARTED: 04.30.2025; APPROX. 0.5 HRS/MO DURING TRADING; APPROX. 0.5 HRS/MO OUTSIDE TRADING: RESPONSIBILITIES: AS A USER, PROVIDE INPUT FOR BOTH ENHANCEMENTS AND FIXES THAT RIA FIRMS DESIRE OR ARE HAVING PROBLEMS WITH. NO INCOME TO BE EARNED, VOLUTEER POSITION; CONTACT AT THE ORGANIZATION: RYAN MOELLER.
CRS (Client Relationship Summary) - RIA
Click below to view Barry S. Arnold's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2017 - Present
GLOBAL VIEW CAPITAL MANAGEMENT LLC
Office #1: N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188RIA
CRD#: 158292
Waukesha, WI
Past
January 24, 2017 - January 27, 2017
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
MADISON, WI
Past
January 13, 2017 - January 27, 2017
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MADISON, WI
Past
March 15, 1989 - August 1, 2016
ARNOLD INVESTMENT COUNSEL INC
RIA
CRD#: 104819
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(10/24/2018)
IAR
Wisconsin(2/20/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188
Mailing Address
Phone number
(262) 650-1030
Established
Firm type
Fiscal year end
# of Employees
102
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,570 |
| AUM (Assets Under Management) | $ 707,976,833 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292Waukesha, WI 53188TRUST BUT VERIFY
Monitor Barry Arnold
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
xxxxx@xxxx.xxx
